A complete list of active advisors currently associated with Witnauer Sloan & Associates LLC

Warmer can help you find a great advisor at Witnauer Sloan & Associates LLC or one who fits your needs even better.

Witnauer Sloan & Associates serves individuals, trusts, estates and business entities and manages approximately $56.6 million across about 102 client relationships. The firm offers discretionary and non‑discretionary asset management, written financial planning and occasional public seminars on financial, tax and estate matters. Its investment process draws on both fundamental and technical analysis and employs a range of strategies including long‑ and short‑term positions, options and margin where appropriate, with adjustments made for special situations such as low‑basis stock, legacy holdings or company stock. Accounts are actively monitored and reviewed at least quarterly, and financial planning engagements result in a written plan; ongoing investment monitoring is provided only when a separate management agreement is in place. Noteworthy operational features disclosed in the brochure include the firm’s provision of educational seminars to the public and that its representatives may, in a separate capacity, sell insurance products for commissions—an arrangement the firm identifies as a potential conflict of interest. The firm also directs custody to an institutional custodian, uses a documented rotation method for block trade allocations, and does not accept proxy‑voting responsibilities, leaving voting to clients.

To learn more about the advisors currently working at Witnauer Sloan & Associates LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.