WMC Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
WMC Capital Management provides discretionary investment management and financial planning to individuals as well as corporate and charitable clients, managing roughly $16.2 million in discretionary assets across about 340 client relationships with two advisory professionals. The firm also offers occasional educational seminars on investments and personal finance that are presented as general, non-individualized education.
Investment programs are implemented through client-specific investment policy statements and discretionary authority, with an emphasis on asset allocation and passive portfolios composed primarily of index mutual funds and exchange-traded funds, coupled with periodic rebalancing. The firm’s process also incorporates fundamental, technical and charting analysis, and its trading practices generally avoid block aggregation; WMC does not provide written account reports to investment-management clients.
Distinctive aspects disclosed in the brochure include an affiliation with an independent insurance agency, with a firm principal licensed to sell insurance and spending a substantial portion of time in that activity, which may result in separate commission-based product sales. The firm is operationally concentrated, with continuity plans reflecting heavy reliance on a principal and no internal proxy-voting service (clients retain responsibility for voting their proxies).
Client services
Expertise
Occupation focus
Fee options
Financial Planning fixed fee ranges from $500 to $5,000 depending on scope and complexity
$0 - $500,000: 1.50% $500,001 - $999,999: 1.25% $1,000,000+: 1.00%
$350.00 per hour (Financial Planning)
Main office
1028 Lee Ann Drive NE, Suite 220
Concord NC 28025
Advisors at this office
2
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
John H
Series 63, Series 65
Concord, NC
WMC Capital Management, LLC
John Harris is a financial advisor at WMC Capital Management, LLC with nine years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Brookstone Capital Management and Wealth Management of the Carolinas, where he serves as president of a separate insurance business focused on fixed insurance products. WMC Capital Management provides discretionary portfolio management and financial planning to individual and institutional clients, utilizing primarily passive investment strategies with an emphasis on asset allocation and periodic rebalancing. The firm also offers educational seminars on personal finance and manages accounts according to individualized investment policy statements.
Luann B
Series 63, Series 65
Concord, NC
WMC Capital Management, LLC
Luann Barnes is a financial advisor at WMC Capital Management, LLC with 13 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at Brookstone Capital Management and Beatty Financial Group. Outside of her advisory role, she is involved with Mount Moriah Lutheran Church, where she is authorized to submit trade instructions for the church’s brokerage account. WMC Capital Management provides discretionary portfolio management and financial planning services to individual and institutional clients, including high-net-worth individuals, corporations, and charitable organizations. The firm primarily uses passive investment strategies focused on asset allocation and periodic rebalancing, complemented by fundamental and technical analysis.
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