Charlotte, NC Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
WMS Advisors, LLC
Team
Firm-wide stats for WMS Advisors, LLC
About
WMS Advisors is a team‑based SEC‑registered investment adviser that manages approximately $281 million for roughly 131 client households and provides both discretionary and non‑discretionary portfolio management, comprehensive financial planning, retirement‑plan consulting, and advice on non‑securities matters such as tax planning, insurance and business continuation. The firm serves individuals and families, pension and profit‑sharing plans, trusts and estates, and other business entities.
Portfolios are constructed around core, asset‑class oriented strategies implemented with ETFs, index mutual funds, individual securities and selective use of alternatives (for example, private REITs and oil and gas interests), with rebalancing applied when allocations deviate from model thresholds. WMS relies on fundamental and technical research tools, delivers household‑level service tiers, and provides both ongoing investment management and standalone hourly financial planning and analysis.
The firm’s structure includes several associated persons who also practice as Certified Public Accountants, hold broker‑dealer registrations, and maintain insurance agent appointments, enabling integrated tax, accounting and insurance coordination but creating commission‑related conflicts the firm discloses and seeks to manage. WMS has also recently implemented a documented succession plan including a majority ownership transition, a notable governance development for a firm of its scale.
Based on WMS Advisors, LLC
Expertise
Based on WMS Advisors, LLC
Location
6135 Park South Drive, Suite 510
Charlotte NC 28210
Advisors at this office
3
Advisors at this office
Timothy P
CFP®, Series 63, Series 66
Charlotte, NC
WMS Advisors, LLC
Timothy Paschall is a CFP® professional with 35 years of industry experience, currently serving at WMS Advisors, LLC. His prior experience includes roles at Purshe Kaplan Sterling Investments, Grove Point Investments, and Concourse Financial Group Securities Inc. Outside of his advisory work, he is involved in agriculture and farming operations through The Deer Farm and Alexander Mountain Corporation. WMS Advisors is a team-based SEC-registered investment adviser managing approximately $281 million for individual and institutional clients. The firm offers portfolio management, financial planning, and retirement-plan consulting, employing core asset-class strategies with ETFs, mutual funds, individual securities, and selective alternatives.
Thomas M
Series 63, Series 65
Charlotte, NC
WMS Advisors, LLC
Thomas Moss Jr. is a financial advisor at WMS Advisors, LLC with 48 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Ameriprise Financial Services, Inc. and Ameriprise Financial Services, LLC for a combined 16 years. WMS Advisors is a team-based SEC-registered investment adviser managing approximately $281 million for around 131 client households. The firm serves individuals, families, pension and profit-sharing plans, trusts, estates, and business entities with portfolio management, comprehensive financial planning, and retirement-plan consulting using asset-class oriented strategies and a mix of ETFs, mutual funds, individual securities, and selective alternatives.
Thomas M
CFP®, Series 66
Charlotte, NC
WMS Advisors, LLC
Thomas Maclennan is a CFP® professional with 14 years of industry experience. He is currently a partner and Chief Compliance Officer at WMS Advisors, LLC and also has ownership in TGM Capital, LLC, a holding company for interests in WMS Advisors. He serves on the board and finance committee of Charlotte Bilingual Preschool, a nonprofit organization. WMS Advisors is a team-based SEC-registered investment adviser managing approximately $281 million for individuals, families, pension and profit-sharing plans, trusts, estates, and business entities. The firm employs asset-class oriented portfolios using ETFs, index funds, individual securities, and select alternatives, offering both discretionary and non-discretionary management alongside financial planning and retirement-plan consulting.
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