Woloshin Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$175,044,506
Clients
361
Advisors
3
of 3 employees
About
Woloshin Investment Management (WIM) provides discretionary investment management and financial planning to individuals, trusts, estates, foundations, retirement plans and corporations, managing roughly $180 million in client assets through three advisors for about 361 client relationships. Client custodial assets are held at Charles Schwab & Co., and WIM offers both ongoing portfolio management and standalone financial planning and consulting services.
The firm primarily uses strategic asset allocation implemented through four model portfolios (Income, Growth & Income, Conservative, and Growth) and combines fundamental, cyclical and technical analysis, including charting, in its security selection. WIM typically manages accounts on a discretionary basis, and its managed accounts are offered only on a wrap-fee basis with a tiered annual wrap schedule; financial planning, consulting and periodic reviews are part of the client relationship.
Distinctive features include WIM’s role as a wrap fee program sponsor and its requirement that managed accounts use wrapped pricing, the availability of no-fee educational seminars and workshops, and that its advisors are also licensed insurance agents (which may result in insurance commissions). The firm is affiliated with American Fiduciary Services, LLC, which provides Deferred Sales Trust trustee services; this affiliation can create additional custody and conflict-of-interest considerations and subjects certain accounts to external surprise audits and enhanced disclosure.
Client services
Expertise
Fee options
Financial planning and consulting fees generally range from $500 to $25,000 on a fixed fee basis
$0 - $500,000: 1.97% $500,001 - $1,000,000: 1.87% $1,000,001 - $2,000,000: 1.77% $2,000,001 - $3,000,000: 1.67% $3,000,001 - $4,000,000: 1.57% $4,000,001 - $5,000,000: 1.47% $5,000,001+: 1.37%
Commissions may be earned on insurance products purchased through licensed financial advisors, but advisory fees do not include commissions or markups
Account minimum: $200,000 Minimum fee: Minimum quarterly fee of $25 per account Fee-only: Advisory services offered on a fee-only basis
Main office
40 North Main Street
Medford NJ 08055
Advisors at this office
3
Most active in
Alabama · California · Delaware · Florida · Georgia · Maryland · Massachusetts · New Jersey · Pennsylvania · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Susan E
Series 66
Medford, NJ
Woloshin Investment Management, LLC
Susan Egan is a financial advisor at Woloshin Investment Management, LLC with 19 years of industry experience. She has been with Woloshin Investment Management since 2006 and also manages business operations for Eagle Manor Farm, a nursery products farm. Woloshin Investment Management provides discretionary investment management and financial planning services to individuals, trusts, estates, foundations, retirement plans, and corporations. The firm utilizes strategic asset allocation through four model portfolios and combines fundamental, cyclical, and technical analysis in its security selection.
Michael W
Series 63, Series 65
Medford, NJ
Woloshin Investment Management, LLC
Michael Woloshin is a financial advisor at Woloshin Investment Management, LLC with 45 years of industry experience. He has been with Woloshin Investment Management since 2004 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he serves as a director for Advanced Educational Services and is involved in life insurance sales and trustee services for Deferred Sales Trusts. Woloshin Investment Management provides discretionary investment management and financial planning to individuals, trusts, estates, foundations, retirement plans, and corporations. The firm manages approximately $180 million in client assets through a strategic asset allocation approach using four model portfolios and combines fundamental, cyclical, and technical analysis in security selection.
Katie C
Series 66
Medford, NJ
Woloshin Investment Management, LLC
Katie Corsetto is a financial advisor at Woloshin Investment Management, LLC with 14 years of industry experience. She holds a Series 66 designation and has been with Woloshin Investment Management since 2015. In addition to her advisory role, she is licensed to sell life and health insurance policies. Woloshin Investment Management provides discretionary investment management and financial planning services to individuals, trusts, estates, foundations, retirement plans, and corporations, managing approximately $180 million in client assets. The firm employs strategic asset allocation through four model portfolios and combines fundamental, cyclical, and technical analysis in security selection, typically managing accounts on a discretionary, wrap-fee basis.
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