A complete list of active advisors currently associated with Woloshin Investment Management, LLC

Warmer can help you find a great advisor at Woloshin Investment Management, LLC or one who fits your needs even better.

Woloshin Investment Management (WIM) provides discretionary investment management and financial planning to individuals, trusts, estates, foundations, retirement plans and corporations, managing roughly $180 million in client assets through three advisors for about 361 client relationships. Client custodial assets are held at Charles Schwab & Co., and WIM offers both ongoing portfolio management and standalone financial planning and consulting services. The firm primarily uses strategic asset allocation implemented through four model portfolios (Income, Growth & Income, Conservative, and Growth) and combines fundamental, cyclical and technical analysis, including charting, in its security selection. WIM typically manages accounts on a discretionary basis, and its managed accounts are offered only on a wrap-fee basis with a tiered annual wrap schedule; financial planning, consulting and periodic reviews are part of the client relationship. Distinctive features include WIM’s role as a wrap fee program sponsor and its requirement that managed accounts use wrapped pricing, the availability of no-fee educational seminars and workshops, and that its advisors are also licensed insurance agents (which may result in insurance commissions). The firm is affiliated with American Fiduciary Services, LLC, which provides Deferred Sales Trust trustee services; this affiliation can create additional custody and conflict-of-interest considerations and subjects certain accounts to external surprise audits and enhanced disclosure.

To learn more about the advisors currently working at Woloshin Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.