Houston, TX Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Woodstock Wealth Management, Inc.
Team
Firm-wide stats for Woodstock Wealth Management, Inc.
About
Woodstock Wealth Management, Inc. provides discretionary portfolio management, financial planning, and access to third‑party asset managers for individuals, high‑net‑worth clients, businesses, charities, and retirement plans. The firm, an SEC‑registered adviser managing over $726 million in client assets, offers managed account programs and consulting services that are tailored to clients’ stated objectives, risk tolerance, and liquidity needs.
WWM generally manages client assets on a discretionary basis and uses a range of investment vehicles and strategies—including mutual funds, ETFs, fixed income and options—while permitting client‑specific restrictions and periodic rebalancing. The firm also operates a performance‑fee program that measures capital appreciation relative to the SPDR S&P 500 ETF (SPY) benchmark and limits participation to clients who meet its sophistication or wealth criteria, and it employs third‑party managers for select mandates.
What is distinctive for a multi‑team firm is WWM’s continued use of a performance‑based compensation model alongside standard AUM arrangements and its stated policies to mitigate related conflicts (eligibility screens and internal review procedures). The brochure also discloses the firm’s use of custodian‑provided research and a commission‑sharing relationship with its custodian, and it notes the use of client testimonials in its advertising materials, practices that are less common among peers.
Based on Woodstock Wealth Management, Inc.
Location
12258 Queenston Blvd, Suite F
Houston TX 77095
Advisors at this office
2
Advisors at this office
Daniel M
Series 66
Houston, TX
Woodstock Wealth Management, Inc.
Daniel Mercer is a financial advisor with Woodstock Wealth Management, Inc. in Houston, TX, holding a Series 66 designation and 18 years of industry experience. He has worked at Woodstock Wealth Management since 2018 and previously held roles at Woodstock Financial Group and Raymond James Financial Services. Mercer is also the owner of Covenant Wealth Management, a DBA office of Woodstock Wealth Management that offers non-securities insurance. Woodstock Wealth Management provides financial planning, discretionary portfolio management, and access to third-party asset managers to individuals, businesses, charities, and retirement plans. The firm manages approximately $629.9 million on a discretionary basis and offers tailored investment strategies, including a performance-based fee program linked to capital appreciation relative to the SPDR S&P 500 ETF.
Nicholas C
Series 63, Series 65
Houston, TX
Woodstock Wealth Management, Inc.
Nicholas Casatelli is a financial advisor at Woodstock Wealth Management, Inc. in Houston, TX, with eight years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at AWM Financial Services Inc. and AXA Advisors LLC. He also offers non-securities insurance as a sole proprietor. Woodstock Wealth Management provides discretionary portfolio management, financial planning, and access to third-party asset managers for individuals, high-net-worth clients, businesses, charities, and retirement plans. The firm employs a range of investment strategies and a performance-based compensation model alongside standard fee arrangements.
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