New River Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$24,677,353
Clients
53
Advisors
3
of 3 employees
About
New River Investments provides discretionary portfolio management to individuals (including high‑net‑worth clients) and business entities through separately managed accounts and a related private fund (New River Investments Special Opportunities LP). The firm limits its investment universe to mutual funds, equities, bonds, ETFs, REITs, and government securities and documents client objectives and constraints in individualized Investment Policy Statements.
The firm typically seeks written discretionary authority to implement clients’ Investment Policy Statements and applies multiple methods of analysis — including charting, fundamental, technical, cyclical, and statistical analysis — to construct portfolios. Its permitted strategies include long and short positions, margin and short sales, options writing, and futures spreading, and the brochure highlights the material risks associated with those techniques.
What distinguishes the firm from many peers is its adviser role to a related pooled vehicle whose general partner is a separate entity registered as a commodity pool operator, together with custody arrangements and independent administration and audit for that fund. The brochure also discloses that the firm charges performance‑based fees for qualified clients, receives research/soft‑dollar benefits from its custodian, uses derivatives in separately managed accounts, and has prior regulatory and civil disclosure events (including an NFA settlement and an outstanding civil judgment).
Client services
Expertise
Fee options
0.50% - 1.50% on part fixed/part actively managed accounts (fee ranges shown in tier)
$0 - $1,000,000: 1.50% $1,000,000+: 1.00% All Assets+: 1.00% All Assets+: 0.50% - 1.50%
1.00% asset-based fee plus 10% of net profits above mutually agreed high water mark
Account minimum: $50,000
Main office
Los Angeles CA
Advisors at this office
3
Most active in
California · Florida · Georgia · Louisiana · North Carolina · Texas
Also doing business as
New River Investments · New River Investments Inc. · New River Investments LLC · Roditi, Roditi & Desrocher LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Guillermo R
Series 65, Series 66
Los Angeles, CA
New River Investments
Guillermo Roditi Dominguez is a financial advisor at New River Investments with 19 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at Roditi & Roditi, LLC since 2012 and New River Investments Inc. since 2011. New River Investments provides discretionary portfolio management to individuals, high-net-worth clients, and certain business entities through separately managed accounts and a related-person private fund. The firm employs a multifaceted investment approach combining charting, fundamental, technical, cyclical, and statistical analysis, utilizing strategies such as long and short trading, margin transactions, and options writing.
Alberto R
Series 63, Series 65
Los Angeles, CA
New River Investments
Alberto Roditi is a financial advisor at New River Investments with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at New River Investments since 2011, as well as at Roditi & Roditi LLC from 2012 to 2019. New River Investments provides discretionary portfolio management to individuals and business entities, including high-net-worth clients, through separately managed accounts and a related private fund. The firm employs multiple methods of analysis and offers a range of investment strategies, distinguishing itself by advising a related pooled vehicle with separate commodity pool operator registration and independent fund administration.
Samantha P
Series 65
Los Angeles, CA
New River Investments
Samantha Powell is a financial advisor at New River Investments in Los Angeles, CA, holding a Series 65 designation with eight years of industry experience. She has been with New River Investments since 2014. New River Investments provides discretionary portfolio management to individuals, high-net-worth clients, and certain business entities through separately managed accounts and by advising a related private fund. The firm utilizes a combination of charting, fundamental, technical, cyclical, and statistical analysis and employs a range of trading strategies, including the use of derivatives.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)