A complete list of active advisors currently associated with New River Investments

Warmer can help you find a great advisor at New River Investments or one who fits your needs even better.

New River Investments provides discretionary portfolio management to individuals (including high‑net‑worth clients) and business entities through separately managed accounts and a related private fund (New River Investments Special Opportunities LP). The firm limits its investment universe to mutual funds, equities, bonds, ETFs, REITs, and government securities and documents client objectives and constraints in individualized Investment Policy Statements. The firm typically seeks written discretionary authority to implement clients’ Investment Policy Statements and applies multiple methods of analysis — including charting, fundamental, technical, cyclical, and statistical analysis — to construct portfolios. Its permitted strategies include long and short positions, margin and short sales, options writing, and futures spreading, and the brochure highlights the material risks associated with those techniques. What distinguishes the firm from many peers is its adviser role to a related pooled vehicle whose general partner is a separate entity registered as a commodity pool operator, together with custody arrangements and independent administration and audit for that fund. The brochure also discloses that the firm charges performance‑based fees for qualified clients, receives research/soft‑dollar benefits from its custodian, uses derivatives in separately managed accounts, and has prior regulatory and civil disclosure events (including an NFA settlement and an outstanding civil judgment).

To learn more about the advisors currently working at New River Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.