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Carrie Busse

Advisor at Lombard Advisers Incorporated

Updated today

Location

Chillicothe, MO 64601

Credentials

Series 63, Series 66

Industry experience

25 years

About

Carrie Busse is a financial advisor with Lombard Advisers Incorporated, holding Series 63 and Series 66 licenses and bringing 25 years of industry experience. Her career includes roles at Cetera Advisor Networks, Summit Financial Group, and VSR Financial Services. Outside of advising, she serves as a bookkeeper for a church preschool and as treasurer for a charitable scholarship fund. Lombard Advisers provides personalized investment management to individuals, retirement plans, trusts, estates, charitable organizations, and small businesses. The firm utilizes both discretionary and non-discretionary programs and combines fundamental, technical, charting, and cyclical analysis in portfolio construction, with a majority of assets managed on a non-discretionary basis.

Client services

Based on Lombard Advisers Incorporated

Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Lombard Advisers Incorporated

College savings (529s, UTMA, etc.)

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Fee options

Fixed

Fixed fee subscription arrangement for held away asset management, negotiated in advance.

Percentage

$0 - $1,000,000: Up to 1.70% $1,000,001 - $3,000,000: Up to 1.00% $3,000,001 - $10,000,000: Up to 0.75%

Subscriptions

Fixed fee subscription-based arrangement for held away asset management, paid monthly or quarterly as negotiated.

Other

Fee-only: Investment advisory fees based on percentage of assets under management or fixed fee subscription for held away assets; negotiated fees with possible discounts.

Location

812 Clay Street

Chillicothe, MO 64601

Most active in

Missouri

Work history

Lombard Securities Incorporated

2021 - Present (5 years)

Lombard Advisers Incorporated

2021 - Present (5 years)

Cetera Advisor Networks Llc

2019 - 2021 (2 years)

Summit Financial Group Inc

2016 - 2021 (5 years)

Summit Brokerage Services, Inc.

2016 - 2019 (3 years)

Vsr Advisory Services, Inc

2015 - 2016 (1 year)

Vsr Financial Services, Inc

2001 - 2016 (15 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Edward D

CFP®

Chillicothe, MO

Ed Douglas

Edward Douglas is a CFP® professional with 8 years of industry experience, operating under the firm Ed Douglas in Chillicothe, MO. He has led Ed Douglas Certified Financial Planning Services since 2006. Outside of advisory work, he serves as a director of Citizens Bancshares. Ed Douglas provides financial planning and investment advisory services to not-for-profit foundations, high-net-worth individuals, and institutional clients. The firm follows a conservative investment philosophy focused on high-quality, dividend-paying equities and offers a combination of advisory services, authored publications, and financial seminars.

Cash flow / budgeting Wealth management General estate planning guidance
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Jared I

Series 66

Dawn, MO

IHT Wealth Management LLC

Jared Ireland is a financial advisor at IHT Wealth Management LLC with two years of industry experience. He holds a Series 66 designation and previously worked at LPL Financial and Canadian Pacific Railroad. Outside of his advisory role, he is involved in farm operations through Ireland Farms, where he handles equipment maintenance and livestock care. IHT Wealth Management serves individuals, pension and profit-sharing plans, charitable organizations, trusts, and corporate clients. The firm employs a blend of fundamental stock selection and quantitative tools, offering diversified model portfolios and algorithmic investment options, alongside comprehensive ERISA fiduciary and consulting services.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Series 66

Dawn, MO

IHT Wealth Management LLC

Brittany Shiflett is a financial advisor with IHT Wealth Management LLC, holding a Series 66 designation and two years of industry experience. She has worked at LPL Financial since 2023 and has held various roles in retail and healthcare sectors prior to her advisory career. Outside of her advisory work, she also works as a wedding coordinator on a part-time basis. IHT Wealth Management serves individuals, pension plans, charitable organizations, trusts, and corporate clients, offering discretionary asset management, financial planning, and consulting services. The firm employs a blend of fundamental stock selection and quantitative tools within diversified portfolios, and provides comprehensive ERISA fiduciary services alongside proprietary investment programs.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Thomas I

Series 63, Series 65

Dawn, MO

IHT Wealth Management LLC

Thomas Ireland is a financial advisor with IHT Wealth Management LLC, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. He has been associated with LPL Financial, LLC and IHT Wealth Management since 2016. Outside of his advisory work, he is involved in agricultural operations through Ireland Farms and manages an agricultural drone business. IHT Wealth Management serves individuals, corporate and institutional clients, and retirement plan sponsors, providing services including discretionary asset management, financial planning, ERISA plan consulting, and outsourced CIO arrangements. The firm employs a combination of fundamental value screening, quantitative optimization, and other strategies to tailor investment portfolios through a network of advisers.

Concentrated stock management Options & derivatives strategies Tax-loss harvesting Founder/Business Owner
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Kyle M

CFP®, Series 66

Chillicothe, MO

STIFEL

Kyle Marcolla is a CFP® professional with 17 years of industry experience, currently serving as a financial advisor at Stifel since 2011. He holds the Series 66 designation and is based in Chillicothe, Missouri. Outside of his advisory role, Marcolla is involved in his community through board memberships at the Chillicothe Country Club, Chillicothe Chamber of Commerce, Hope Haven Industries, Bishop Hogan Memorial School Advisory Council, and The Ronnie and Dolores Stamper Educational Foundation. Stifel serves a broad range of clients including individuals, institutional investors, and charitable organizations, offering brokerage and investment advisory services. The firm employs a proprietary investment methodology developed by its Investment Strategy Group to guide asset allocation, retirement, insurance, and estate planning analyses.

General retirement planning Income planning
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John M

CFP®, Series 63, Series 65

Chillicothe, MO

STIFEL

John Marcolla is a CFP® with 41 years of industry experience and has been with STIFEL since 2011. He serves as a director of the Mervyn Jenkins Foundation, a charitable organization, and holds board and finance committee roles with local healthcare and parish organizations in Chillicothe, MO. STIFEL provides brokerage and investment advisory services to a diverse range of clients, including individuals, institutions, and municipal entities. The firm uses proprietary investment methodologies developed by its Investment Strategy Group to support asset allocation and financial planning.

General retirement planning Income planning
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