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Christopher John Brady

Advisor at Kayne Anderson Rudnick Investment Management, LLC — Lovell, ME

Updated today

Credentials

Series 63, Series 66

Experience

16 years

Location

Lovell, ME

Kayne Anderson Rudnick Investment Management, LLC logo

Kayne Anderson Rudnick Investment Management, LLC

Enterprise

Total advisors

36

Across 10 offices

Clients per advisor

55 Typical

Avg AUM per client

$3,979,999 Very High

HNW client ratio

71% Very High

About

Christopher Brady is a financial advisor at Kayne Anderson Rudnick Investment Management, LLC with 16 years of industry experience. He holds Series 63 and Series 66 licenses and has previously worked at Fidelity Investments Inc., Clarendon Private LLC, and RWA Wealth Partners, LLC. He is also involved with VP Distributors LLC. Kayne Anderson Rudnick provides discretionary advisory and sub-advisory investment management to a diverse client base, including institutions, charitable organizations, corporations, family offices, registered investment advisers, pension plans, and individual clients. The firm emphasizes fundamental, quality-oriented equity research and offers a range of strategies while serving unique client segments such as sovereign wealth funds and banking clients.

Client services

Based on Kayne Anderson Rudnick Investment Management, LLC

Financial planning Portfolio management

Expertise

Based on Kayne Anderson Rudnick Investment Management, LLC

Active portfolio management Concentrated stock management Tax-loss harvesting Private / alternative investments Wealth management

Occupation focus

Based on Kayne Anderson Rudnick Investment Management, LLC

Executive Founder/Business Owner Retired

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Fee options

Fixed

Fixed fees charged for certain accounts; Wealth Advisory minimum annual fee $10,000

Percentage

$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.70% $10,000,001+: 0.60%

Performance-based

Performance-based fees accepted only with qualified clients, subject to negotiation

Other

Account minimum: $1,000,000 Minimum fee: Minimum annual fee per Wealth Advisory relationship is $10,000 (relationships below the minimum are billed $2,500 quarterly) Fee-only: Advisory fees based on assets under management billed quarterly; fixed fees for a small number of accounts

Location

See office

Lovell, ME

Lovell ME

Advisors at this office

1

Most active in

California · Maine

Work history

16 years of industry experience

Kayne Anderson Rudnick Investment Management Llc

2025 - Present • 1 year

Lovell, ME

VP Distributors LLC

2025 - Present • 1 year

Lovell, ME

RWA Wealth Partners, LLC

2023 - 2025 • 2 years

Newton, MA

Clarendon Private LLC

2022 - 2023 • 1 year

Boston, MA

Fidelity Investments Inc.

2015 - 2022 • 7 years

Boston, MA

Fidelity

2012 - 2018 • 6 years

Boston, MA

Fidelity

2010 - 2011 • 1 year

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Donald D

Series 66

Bridgeton, ME

Daniels D'Amelio Investment Management Group, LLC

Donald Daniels II is a financial advisor at Daniels D'Amelio Investment Management Group, LLC with nine years of industry experience. He holds the Series 66 designation and previously worked at Bank of America and Merrill from 2016 to 2019. Daniels has been with his current firm since 2019. Daniels D’Amelio Investment Management Group, LLC offers discretionary asset management, financial planning, and retirement plan consulting for individuals—including high-net-worth clients—and employer plan sponsors. The firm uses a variety of analytical methods and strategies to create individualized portfolios and provides retirement plan services including investment policy development and participant education.

Options & derivatives strategies Real estate investing
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Janice A

Series 65

Center Conway, NH

Rockworth Investment Services LLC

Janice Ainsworth is a financial advisor with Rockworth Investment Services LLC, holding a Series 65 designation and 16 years of industry experience. She has been with Rockworth Investment Services since its founding in 2010 and also maintains a long-standing career with RE/MAX Presidential in real estate. Rockworth Investment Services provides continuous, discretionary portfolio and asset management to individuals, corporate plans, and trusts. The firm employs an active, tactical investment approach favoring ETFs and individual stocks, with frequent monitoring and portfolio adjustments in response to market developments.

Active portfolio management Real estate investing
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James M

Series 63, Series 65, Series 66

North Conway, NH

Empower Advisory Group

James Mac Millan is a financial advisor at Empower Advisory Group with 26 years of industry experience. He holds Series 63, Series 65, and Series 66 designations. His prior experience includes roles at GWFS Equities, Inc., Bank of America, N.A., and Merrill. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm integrates its services with Empower’s recordkeeping and administrative platforms and emphasizes long-term portfolio returns and annual rebalancing in its financial planning approach.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Lawrence N

Series 63, Series 65

North Conway, NH

Empower Advisory Group

Lawrence Nicotera is a financial advisor with Empower Advisory Group, holding Series 63 and Series 65 licenses and having 30 years of industry experience. He has worked with GWFS Equities, Inc. since 2017. Empower Advisory Group provides financial planning and investment management primarily to employer-sponsored retirement plan sponsors and their participants, as well as to Empower Premier IRA and certain retail brokerage account holders. The firm’s approach integrates proprietary and third-party methodologies to emphasize long-term portfolio returns and annual rebalancing within plan lineups chosen by plan sponsors.

General retirement planning Retirement income strategy Social Security optimization Debt management College savings (529s, UTMA, etc.)
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Stephen G

Series 63, Series 65

Lovell, ME

Commonwealth Financial Network

Stephen Goldsmith is a financial advisor with Commonwealth Financial Network and Casco Bay Wealth Advisors, holding Series 63 and Series 65 credentials and 38 years of industry experience. He has been with Commonwealth Financial Network since 2008 and Casco Bay Wealth Advisors since 2013. Outside of his advisory work, Goldsmith is the owner and operator of Rocky Ridge Farm and serves as a selectman for the Town of Lovell, Maine. He also provides emergency medical technician services to local ski patrol and rescue organizations. Commonwealth Financial Network is a registered investment adviser that supports a national network of approximately 2,950 advisors by providing operations, trading, technology, investment management, compliance, and practice-management services. Advisors on the Commonwealth platform have discretion to build portfolios using a broad range of securities and insurance products, supported by the firm’s Investment Management and Research team, which manages discretionary model portfolios and offers various advisory program structures.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
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John F

Series 63, Series 65

Bridgton, ME

Brookstone Capital Management LLC

John Fontana Jr. is a financial advisor at Brookstone Capital Management LLC with seven years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Western Maine Retirement Solutions since 2005. Outside of his advisory role, he is also a musician. Brookstone Capital Management is an SEC-registered adviser serving a broad client base, including individuals, retirement plans, corporations, charitable organizations, other registered investment advisers, sovereign wealth funds, and banking institutions. The firm offers discretionary investment management through model portfolios, unified managed accounts, and separately managed accounts, supporting a large advisor network with turnkey asset management and wrap-fee programs.

ESG / Sustainable investing Active portfolio management Options & derivatives strategies Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner Retired
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