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Christopher Judge

Advisor at SPC

Updated today

Location

Ossining, NY 10562

Credentials

CFP®, Series 63, Series 65

Industry experience

34 years

About

Christopher Judge is a financial advisor at SPC with 34 years of industry experience. He holds the CFP® designation along with Series 63 and Series 65 licenses. Prior to joining SPC and Sigma Financial Corp in 2025, he worked at Commonwealth Equity Services, Inc. for 27 years. He is also engaged in fixed insurance sales, including term, major medical, and disability insurance. SPC serves a diverse client base that includes individuals, high-net-worth households, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering both discretionary and nondiscretionary management through a network of over 460 advisers and approximately $5.66 billion in assets under management.

Client services

Based on SPC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Consultation services

Expertise

Based on SPC

General retirement planning Income planning Social Security optimization Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Based on SPC

Founder/Business Owner Retired Executive

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Fee options

Fixed

Flat fees for financial planning and retirement plan consulting, no minimum specified

Percentage

$0 - $500,000: 2.50% $500,001 - $750,000: 1.75% $750,001 - $1,000,000: 1.50% $1,000,001+: 1.25%

Commissions

Commissions earned by IARs acting as registered representatives on securities and insurance products

Project-based

Up to $300/hour for financial planning; up to $50/hour for office staff time

Subscriptions

Ongoing consulting services charged as flat fees up to $600/month or $1,800/quarter

Other

Account minimum: $5,500 Minimum fee: Minimum annual program fee of $30 for SIGMA Managed Accounts Fee-only: Financial planning and consulting services charged hourly up to $300/hour; segmented plans max $750; comprehensive plans up to $10,000; ongoing consulting fees up to $600/month or $1,800/quarter

Location

100 Executive Blvd

Ossining, NY 10562

Most active in

New York

Work history

Sigma Planning Corporation

2025 - Present (1 year)

Sigma Financial Corp

2025 - Present (1 year)

Commonwealth Equity Services, Inc.

1998 - 2025 (27 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

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