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David Raymond Falk

Advisor at BFC PLANNING, Inc. — Jamestown, ND

Updated today

Credentials

Series 63, Series 65

Experience

44 years

Location

Jamestown, ND 58401

BFC PLANNING, Inc. logo

BFC PLANNING, Inc.

Multi-team

Total advisors

184

Across 85 offices

Clients per advisor

62 Typical

Avg AUM per client

$325,935 Low

HNW client ratio

5% Very Low

About

David Falk is a financial advisor at BFC Planning, Inc. with 43 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at BFC Planning and Berthel Fisher & Company Financial Services since 2019, following four years at Securities America Advisors. Outside of his advisory role, he is a general member of local organizations including the Knights of Columbus, Elks Lodge, and Jamestown Dollars for Scholars. BFC Planning, Inc. serves a diverse client base including individuals, corporations, banks, and trusts through a network of approximately 200 investment adviser representatives. The firm offers comprehensive financial planning and portfolio management services, utilizing various platforms and investment strategies tailored to client needs.

Client services

Based on BFC PLANNING, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on BFC PLANNING, Inc.

Concentrated stock management Options & derivatives strategies Real estate investing

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Fee options

Fixed

Fixed fees for financial planning services generally range from $100 to $15,000; flat annual fees for ongoing planning services.

Percentage

$0+: up to 2.5% annually $0+: up to 1.5% annually (Held Away Account Management)

Commissions

Commissions on insurance and brokerage products if implemented through affiliated broker-dealers; may be offset against advisory fees.

Project-based

$150 to $400 per hour for financial planning and consulting services.

Other

Account minimum: $25,000 Fee-only: Financial planning hourly fees $150 to $400 per hour; fixed fees $100 to $15,000; flat annual fees for ongoing planning services.

Location

See office

Jamestown, ND

920 10th Street, Suite A

Jamestown ND 58401

Advisors at this office

1

Most active in

North Dakota

Work history

44 years of industry experience

BFC Planning, Inc.

2019 - Present • 7 years

Jamestown, ND

Berthel Fisher & Company Financial Services, Inc.

2019 - Present • 7 years

Jamestown, ND

Securities America Advisors

2015 - 2019 • 4 years

Jamestown, ND

Securities America Inc

2015 - 2019 • 4 years

Jamestown, ND

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Paul W

ChFC®, Series 63, Series 66, Series 65

Jamestown, ND

G. A. Repple & Company

Paul Witthauer is a financial advisor with G. A. Repple & Company in Jamestown, ND, holding the ChFC® designation and Series 63, 65, and 66 licenses. He has 39 years of industry experience, including roles at Oneamerica Securities and a longstanding association with The Principal Mutual Life Insurance Company and Pioneer Mutual Life Company. Outside of advisory work, he serves as president of Witthauer Inc., a fixed insurance sales business. G. A. Repple & Company provides investment advisory and financial planning services to retail individuals, employer-sponsored retirement plans, trusts, estates, and corporate clients. The firm uses various analytical approaches to tailor portfolios and offers multiple program options, including wrap and non-wrap accounts, separately managed accounts, and a Biblically-Responsible Investing model.

Planning for children with special needs Divorce financial planning General retirement planning
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Erin L

Series 63, Series 65

Jamestown, ND

NEwEdge Advisors

Erin Lamp is a financial advisor with NewEdge Advisors, holding Series 63 and Series 65 licenses and 13 years of industry experience. She has worked at NewEdge Advisors and LPL Financial since 2019 and previously operated the Erin Lamp Insurance Agency. Outside of her advisory role, she serves as a fitness instructor at Two Rivers Activity Center in Jamestown, ND. NewEdge Advisors serves a diverse client base including individuals, trusts, pension plans, corporations, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management through a wrap fee program that integrates asset management with financial planning and consulting.

Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Clemans H

Series 66

Jamestown, ND

Ameriprise

Clemans Hager III is a Series 66-credentialed financial advisor with 13 years of industry experience, currently with Ameriprise. He has been with Ameriprise and its predecessor entities since 2012. Outside of advising, he holds passive ownership in a local brewery and serves on multiple nonprofit boards, including as treasurer for Jamestown Junior Olympic Volleyball and as a board member for the North Dakota Community Foundation and Jamestown Regional Medical Center. Ameriprise provides retirement-income planning services primarily for clients nearing or in retirement with substantial investable assets, combining research, modeling, and tax-efficiency analysis to deliver tailored, non-discretionary recommendations. The firm offers a broad range of advisory, brokerage, and insurance solutions through affiliated entities.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement

Quincy B

Series 63, Series 66

Jamestown, ND

Edward Jones

Quincy Backen is a financial advisor with Edward Jones, holding Series 63 and Series 66 licenses and bringing 12 years of industry experience. He has been with Edward Jones since 2017 and previously worked at American Family Insurance from 2005 to 2017. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a wide range of advisory programs and investment options supported by a large network of financial advisors and branch offices across the country.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Steven S

Series 63, Series 66

Jamestown, ND

STIFEL

Steven Sedler is a financial advisor at Stifel with 15 years of industry experience. He holds the Series 63 and Series 66 designations and previously worked at Wells Fargo Advisors and Wells Fargo Clearing. Sedler serves as an executive board member for the Jamestown Basketball Booster, supporting youth basketball in his community. Stifel serves a broad range of clients including individuals, institutional clients, charitable organizations, and municipal entities, offering brokerage and investment advisory services. The firm’s investment approach is based on proprietary capital market assumptions and probabilistic modeling developed by its Investment Strategy Group.

General retirement planning Income planning
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Marcella L

Series 66

Jamestown, ND

Thrivent Investment Management

Marcella Lange is a financial advisor with Thrivent Investment Management, holding a Series 66 designation and 12 years of industry experience. She has been with Thrivent and its related entities since 2014. Thrivent Investment Management offers Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of Financial Advisors. The firm provides holistic, goal-based financial planning that covers a wide range of topics, with clients able to combine planning and managed accounts under a consolidated billing option known as “WealthPlan.”

Business ownership considerations
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