Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
32 years
Location
Twisp, WA
Vanderbilt Advisory Services
Multi-team
Elliot Ford is a financial advisor at Vanderbilt Advisory Services with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Vanderbilt Advisory Services since 2020. Prior to that, he spent 11 years at KMS Financial Services and has been involved with Ark Financial since 2008. Outside of advising, Ford serves as the board president of Cascadia Music, a nonprofit organization that supports music education and performance in his community. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of portfolio management and financial planning services, emphasizing strategic asset allocation and a combination of fundamental, technical, and charting analysis. Vanderbilt is noted for its integration with retirement-plan and benefits firms, providing pension consulting and plan administration alongside advisory services.
Based on Vanderbilt Advisory Services
Annual Planning Service charged as a flat dollar amount, agreed upon in advance with client
$0 - $249,999: 2.75% $250,000 - $499,999: 2.65% $500,000 - $999,999: 2.50% $1,000,000 - $4,999,999: 2.40% $5,000,000+: 2.40%
Hourly financial planning/consulting fees charged as a flat rate per hour, amount depends on location and experience of Advisor Representative
Account minimum: No minimum asset or income requirements to be a client Minimum fee: Minimum annual management fee is $90.00
Twisp, WA
Twisp WA
Advisors at this office
1
Washington
32 years of industry experience
Vanderbilt Advisory Services
2020 - Present • 6 years
Woodbury, NY
Vanderbilt Securities, LLC
2020 - Present • 6 years
Woodbury, NY
KMS Financial Services, Inc
2009 - 2020 • 11 years
Seattle, WA
Ark Financial
2008 - Present • 18 years
Twisp, WA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Carlton, WA
Lodestone Wealth Management LLC
Kristy Maples is a financial advisor at Lodestone Wealth Management LLC with 15 years of industry experience. She holds the Series 66 designation and has worked at Northwest Investment Advisors, Inc. since 2013. Lodestone Wealth Management serves individual clients, trusts, pension and profit-sharing plans, charitable organizations, and other business entities, providing discretionary portfolio management and financial planning with customized portfolios that include exchange-traded funds, mutual funds, individual equities, and fixed-income securities.
Series 65, Series 63
Winthrop, WA
American Independent Securities Group, LLC
Jonathan Moore is a financial advisor with American Independent Securities Group, LLC, holding Series 65 and Series 63 licenses and bringing three years of industry experience. He previously served as Senior Director of Strategic Programs at Tribalco, LLC for 18 years. Outside of advising, he volunteers with the Lost River Airport Association and Lost River Sewer Association and serves as Secretary/Treasurer for Mazama Community Church. American Independent Securities Group, LLC provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers portfolio management through discretionary and non-discretionary arrangements and access to third-party managers and estate-planning services.
Series 63, Series 65
Twisp, WA
Vanderbilt Advisory Services
Pamela Floyd is a financial advisor with Vanderbilt Advisory Services, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. Her prior work includes roles at Securities America, KMS Financial Services, and ownership of The Floyd Company. Outside of advising, she owns and operates 2ND Mile Ltd., a tax preparation business, and is involved in fixed annuities and term life insurance sales through MacWIiz. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, businesses, and retirement plans, offering discretionary and non-discretionary portfolio management along with financial planning and consulting. The firm’s investment approach combines strategic asset allocation with multiple analysis methods and integrates retirement-plan consulting and administration through relationships with specialized firms.
Series 65, Series 66
Twisp, WA
RBC Capital Markets
Shane Flock is a financial advisor with RBC Capital Markets in Twisp, WA, holding Series 65 and Series 66 licenses and bringing 28 years of industry experience. He has been with RBC Capital Markets since 2009. Outside of his advisory role, he owns a glass blowing business, Angel Rae Glass Boutique Limited. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutions, and charitable organizations by providing a range of advisory programs and portfolio management services tailored to clients' risk profiles and investment goals.
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