Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 65, Series 63
Experience Industry experience
3 years
Location
Winthrop, WA 98862
American Independent Securities Group, LLC
Multi-team
Jonathan Moore is a financial advisor with American Independent Securities Group, LLC, holding Series 65 and Series 63 licenses and bringing three years of industry experience. He previously served as Senior Director of Strategic Programs at Tribalco, LLC for 18 years. Outside of advising, he volunteers with the Lost River Airport Association and Lost River Sewer Association and serves as Secretary/Treasurer for Mazama Community Church. American Independent Securities Group, LLC provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers portfolio management through discretionary and non-discretionary arrangements and access to third-party managers and estate-planning services.
Based on American Independent Securities Group, LLC
Financial planning fixed fees typically range from $100 to $4,000
0.75% to 2.5% (negotiable, based on total assets, scope of engagement, investment style, types of investments)
Financial planning fees may be charged hourly from $50 to $250 per hour; third-party estate planning hourly fees agreed upon at engagement start
Account minimum: $2,500 Fee-only: Financial planning fees charged hourly ($50 to $250 per hour) or fixed fee ($100 to $4,000)
Winthrop, WA
503 Hwy 20, 2nd Floor Suite 5
Winthrop WA 98862
Advisors at this office
1
Washington
3 years of industry experience
American Independent Securities Group, LLC
2023 - Present • 3 years
Eagle, ID
Tribalco, LLC
2008 - 2026 • 18 years
Bethesda, MD
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Twisp, WA
Vanderbilt Advisory Services
Elliot Ford is a financial advisor at Vanderbilt Advisory Services with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Vanderbilt Advisory Services since 2020. Prior to that, he spent 11 years at KMS Financial Services and has been involved with Ark Financial since 2008. Outside of advising, Ford serves as the board president of Cascadia Music, a nonprofit organization that supports music education and performance in his community. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of portfolio management and financial planning services, emphasizing strategic asset allocation and a combination of fundamental, technical, and charting analysis. Vanderbilt is noted for its integration with retirement-plan and benefits firms, providing pension consulting and plan administration alongside advisory services.
Series 63, Series 65
Twisp, WA
Vanderbilt Advisory Services
Pamela Floyd is a financial advisor with Vanderbilt Advisory Services, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. Her prior work includes roles at Securities America, KMS Financial Services, and ownership of The Floyd Company. Outside of advising, she owns and operates 2ND Mile Ltd., a tax preparation business, and is involved in fixed annuities and term life insurance sales through MacWIiz. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, businesses, and retirement plans, offering discretionary and non-discretionary portfolio management along with financial planning and consulting. The firm’s investment approach combines strategic asset allocation with multiple analysis methods and integrates retirement-plan consulting and administration through relationships with specialized firms.
Series 65, Series 66
Twisp, WA
RBC Capital Markets
Shane Flock is a financial advisor with RBC Capital Markets in Twisp, WA, holding Series 65 and Series 66 licenses and bringing 28 years of industry experience. He has been with RBC Capital Markets since 2009. Outside of his advisory role, he owns a glass blowing business, Angel Rae Glass Boutique Limited. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutions, and charitable organizations by providing a range of advisory programs and portfolio management services tailored to clients' risk profiles and investment goals.
Series 66
Mazama, WA
Ameriprise
Colin Sands is a Series 66-licensed financial advisor with Ameriprise, bringing 23 years of industry experience. He has been with Ameriprise and its affiliated entities since 2001. Outside of his advisory role, Sands is involved in several business ventures including construction management and managing expenses for rental properties through various LLCs. Ameriprise offers a retirement-income planning service focused on clients approaching or in retirement with significant investable assets, combining algorithmic automation and research-driven strategies to provide personalized recommendation reports. The firm also delivers a broad range of advisory, brokerage, and insurance solutions through its institutional platform.
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