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Pamela Floyd

Advisor at Vanderbilt Advisory Services

Updated today

Location

Twisp, WA 98856

Credentials

Series 63, Series 65

Industry experience

27 years

About

Pamela Floyd is a financial advisor with Vanderbilt Advisory Services, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. Her prior work includes roles at Securities America, KMS Financial Services, and ownership of The Floyd Company. Outside of advising, she owns and operates 2ND Mile Ltd., a tax preparation business, and is involved in fixed annuities and term life insurance sales through MacWIiz. Vanderbilt Advisory Services serves a diverse client base, including individuals, charitable organizations, trusts, businesses, and retirement plans, offering discretionary and non-discretionary portfolio management along with financial planning and consulting. The firm’s investment approach combines strategic asset allocation with multiple analysis methods and integrates retirement-plan consulting and administration through relationships with specialized firms.

Client services

Based on Vanderbilt Advisory Services

Financial planning Portfolio management

Expertise

Based on Vanderbilt Advisory Services

Wealth management Active portfolio management Tax-loss harvesting General estate planning guidance

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Fee options

Fixed

Annual Planning Service charged as a flat dollar amount, agreed upon in advance with client

Percentage

$0 - $249,999: 2.75% $250,000 - $499,999: 2.65% $500,000 - $999,999: 2.50% $1,000,000 - $4,999,999: 2.40% $5,000,000+: 2.40%

Project-based

Hourly financial planning/consulting fees charged as a flat rate per hour, amount depends on location and experience of Advisor Representative

Other

Account minimum: No minimum asset or income requirements to be a client Minimum fee: Minimum annual management fee is $90.00

Location

12 2 Nd Mile Rd

Twisp, WA 98856

Most active in

Washington

Work history

Vanderbilt Financial Group

2024 - Present (2 years)

OSAIC

2024 - 2024 (1 year)

OSAIC

2024 - 2024 (1 year)

SECURITIES AMERICA, inc.

2020 - 2024 (4 years)

Securities America Advisors, Inc.

2020 - 2024 (4 years)

Kms Financial Services, Inc.

2005 - 2020 (15 years)

The Floyd Company

2004 - Present (22 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Kristy M

Series 66

Carlton, WA

Lodestone Wealth Management LLC

Kristy Maples is a financial advisor at Lodestone Wealth Management LLC with 15 years of industry experience. She holds the Series 66 designation and has worked at Northwest Investment Advisors, Inc. since 2013. Lodestone Wealth Management serves individual clients, trusts, pension and profit-sharing plans, charitable organizations, and other business entities, providing discretionary portfolio management and financial planning with customized portfolios that include exchange-traded funds, mutual funds, individual equities, and fixed-income securities.

Private / alternative investments
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Elliot F

Series 63, Series 65

Twisp, WA

Vanderbilt Advisory Services

Elliot Ford is a financial advisor at Vanderbilt Advisory Services with 32 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Vanderbilt Advisory Services since 2020. Prior to that, he spent 11 years at KMS Financial Services and has been involved with Ark Financial since 2008. Outside of advising, Ford serves as the board president of Cascadia Music, a nonprofit organization that supports music education and performance in his community. Vanderbilt Advisory Services serves a diverse client base including individuals, charitable organizations, trusts, estates, businesses, and retirement plans. The firm offers a range of portfolio management and financial planning services, emphasizing strategic asset allocation and a combination of fundamental, technical, and charting analysis. Vanderbilt is noted for its integration with retirement-plan and benefits firms, providing pension consulting and plan administration alongside advisory services.

Wealth management Active portfolio management Tax-loss harvesting General estate planning guidance
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Jonathan M

Series 63, Series 65

Winthrop, WA

American Independent Securities Group, LLC

Jonathan Moore is a financial advisor with American Independent Securities Group, LLC, holding Series 63 and Series 65 licenses and two years of industry experience. He also serves as Senior Director of Strategic Programs at Tribalco, LLC. Outside of his advisory role, Moore is involved in several nonprofit organizations in Mazama, WA, including serving as a trustee for the Lost River Airport Association and as secretary/treasurer for the Mazama Community Church. Additionally, he operates a tax preparation business and manages rooftop solar property lending activities in Hawaii. American Independent Securities Group provides investment advisory and financial planning services to a diverse client base, including individual investors, retirement plans, charitable organizations, and corporations. The firm employs an open architecture investment approach and offers both discretionary and non-discretionary account management, with access to multiple custodial and advisory platforms.

Options & derivatives strategies
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Shane F

Series 65, Series 66

Twisp, WA

RBC Capital Markets

Shane Flock is a financial advisor with RBC Capital Markets in Twisp, WA, holding Series 65 and Series 66 licenses and bringing 28 years of industry experience. He has been with RBC Capital Markets since 2009. Outside of his advisory role, he owns a glass blowing business, Angel Rae Glass Boutique Limited. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutions, and charitable organizations by providing a range of advisory programs and portfolio management services tailored to clients' risk profiles and investment goals.

Tax-loss harvesting ESG / Sustainable investing Private / alternative investments Concentrated stock management Wealth management Executive Founder/Business Owner Retired Financial Professional Approaching retirement HENRY (High Earners, Not Rich Yet)
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