Joy Soon Oh
Advisor at Mariner — Ookala, HI
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
13 years
Location
Ookala, HI
Mariner
Enterprise
Clients per advisor
56 TypicalAvg AUM per client
$2,116,909 Very HighHNW client ratio
41% Very HighAbout
Joy Oh is a financial advisor with Mariner, holding a Series 66 designation and 13 years of industry experience. Prior to joining Mariner in 2022, she worked at AdvicePeriod, LLC and Cetera Advisor Networks LLC. She is also a licensed real estate agent in California, primarily handling personal and family transactions. Mariner serves a broad range of clients including individuals, pension plans, trusts, and charitable organizations through investment management, financial planning, and retirement plan consulting. The firm offers customized, discretionary portfolios supported by in-house research and third-party managers, along with integrated tax and accounting services and specialized family office and financial wellness solutions.
Client services
Based on Mariner
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Family office services
Expertise
Based on Mariner
Private / alternative investments
Options & derivatives strategies
Concentrated stock management
Annuities
Retirement plans for business owners (SEP, solo 401k)
Fee options
Fixed fees for financial planning and consulting services, fixed fees for tax services, minimum quarterly fee $1,875
$0 - $1,000,000: 1.25% $1,000,000 - $5,000,000: 1.00% $5,000,000 - $10,000,000: 0.80% $10,000,000+: 0.60%
Commission-based compensation for insurance products and brokerage through affiliated broker-dealer MSEC LLC
Hourly rates for consulting and tax preparation services, specific rates negotiable/not specified
Account minimum: $100,000 Minimum fee: Quarterly minimum fee of $1,875
Location
See officeOokala, HI
Ookala HI
Advisors at this office
1
Map unavailable
Most active in
Joy O has reported serving >5 clients in these states in the last 12 months.
California · Hawaii
Work history
13 years of industry experience
Mariner wealth Advisors
2022 - Present • 4 years
Ookala, HI
AdvicePeriod, LLC
2017 - 2022 • 5 years
Los Angeles, CA
Cetera Advisor Networks Llc
2015 - 2017 • 2 years
El Segundo, CA
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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