Dubuque, IA Office
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Richmond Investment Services LLC
Team
Firm-wide stats for Richmond Investment Services LLC
About
Richmond Investment Services, LLC is an SEC‑registered advisory firm that serves individuals, trusts, estates, charitable organizations, business entities and retirement plan sponsors. The firm offers financial planning, discretionary portfolio management, estate‑planning consultations, and retirement plan consulting, and provides access to third‑party and LPL‑sponsored advisory programs.
RIS generally manages client accounts on a discretionary basis and emphasizes tailored asset allocation and ongoing supervision based on clients’ financial needs, risk tolerances, and objectives, using economic, fundamental and technical analysis. The firm implements portfolios through a range of LPL‑sponsored programs (Optimum Market Portfolios, Model Wealth Portfolios, Manager Access Select, Managed Access Network) and its Strategic Wealth Management program, and reported $742,039,195 in discretionary assets as of June 2026.
A noteworthy characteristic is that RIS sponsors the Richmond Investment Services Wrap Fee Program, combining transaction costs with advisory fees — a structure that is relatively uncommon among peer team firms. The brochure also discloses that several advisers are dually registered with LPL and that RIS receives platform support and transition assistance from LPL (and may, in some SWM accounts, elect to pay transaction charges on clients’ behalf), items the firm identifies as potential conflicts of interest when recommending custody or program selection.
Based on Richmond Investment Services LLC
Expertise
Based on Richmond Investment Services LLC
Location
470 W 4th Street
Dubuque IA 52001
Advisors at this office
4
Advisors at this office
Mark K
Series 63, Series 66
Dubuque, IA
Richmond Investment Services LLC
Mark Konrardy is a financial advisor with Richmond Investment Services LLC in Dubuque, IA, holding Series 63 and Series 66 licenses and 24 years of industry experience. His career includes roles at Prudential, CUNA Mutual Group, and LPL Financial. Richmond Investment Services LLC is an SEC-registered advisory firm serving individuals, trusts, estates, charitable organizations, business entities, and retirement plan sponsors. The firm provides financial planning, discretionary portfolio management, estate-planning consultations, and retirement plan consulting, implementing portfolios through various LPL-sponsored programs and its own Strategic Wealth Management program.
Brittany L
CFP®, Series 63, Series 65
Dubuque, IA
Richmond Investment Services LLC
Brittany Loeffelholz is a CFP® professional with 16 years of industry experience. She is currently with Richmond Investment Services LLC, a position she has held since 2025. Her prior roles include positions at Dubuque Bank & Trust, Global Portfolio Strategies, Inc., and Prudential Investment Management Services LLC. Richmond Investment Services, LLC is an SEC-registered advisory firm serving individuals, trusts, estates, charitable organizations, business entities, and retirement plan sponsors. The firm provides financial planning, discretionary portfolio management, estate-planning consultations, and retirement plan consulting, implementing tailored asset allocation strategies through a variety of LPL-sponsored programs and its own Strategic Wealth Management program.
Kelley D
Series 66
Dubuque, IA
Richmond Investment Services LLC
Kelley Donovan is a financial advisor at Richmond Investment Services LLC with 16 years of industry experience. He holds the Series 66 designation and has worked at several firms including LPL Financial and Edward Jones. Richmond Investment Services, LLC is an SEC-registered advisory firm serving individuals, trusts, estates, charitable organizations, business entities, and retirement plan sponsors. The firm provides tailored financial planning, discretionary portfolio management, and estate-planning consultations, emphasizing customized asset allocation and ongoing supervision with access to various LPL-sponsored advisory programs.
Brooke G
Series 66
Dubuque, IA
Richmond Investment Services LLC
Brooke Gassman is a financial advisor with Richmond Investment Services LLC, holding a Series 66 designation and one year of industry experience. Prior to joining Richmond Investment Services, she worked at LPL Financial LLC and spent 15 years at the Keystone Area Education Agency. Richmond Investment Services, LLC is an SEC-registered advisory firm serving individuals, trusts, estates, charitable organizations, business entities, and retirement plan sponsors. The firm provides tailored financial planning, discretionary portfolio management, estate-planning consultations, and retirement plan consulting, utilizing various LPL-sponsored advisory programs and its own Strategic Wealth Management program.
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