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Steven Ronald Hoak

Advisor at ARIS Capital Strategies, LLC — Angier, NC

Updated today

Credentials

Series 63, Series 65

Experience

12 years

Location

Angier, NC

ARIS Capital Strategies, LLC logo

ARIS Capital Strategies, LLC

Supported

Total advisors

2

Clients per advisor

37 Typical

Avg AUM per client

$164,384 Very Low

HNW client ratio

7% Very Low

About

Steven Hoak is a financial advisor at ARIS Capital Strategies, LLC with 12 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Lifetime Financial Inc and SRHIncome. Hoak is also the President of Agent Value Proposition, LLC, where he acts as a licensed insurance agent offering commissionable products. ARIS Capital Strategies provides retirement income planning and non-discretionary investment guidance to individuals and high-net-worth clients. The firm integrates commission-funded fixed annuity solutions with passively managed, low-cost investment vehicles and operates on a zero-fee business model, deriving compensation primarily through insurance commissions.

Client services

Based on ARIS Capital Strategies, LLC

Financial planning Portfolio management

Expertise

Based on ARIS Capital Strategies, LLC

Retirement income strategy Annuities Income planning Passive / index investing

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Fee options

Commissions

Compensation derived solely from commissions paid by insurance carriers in connection with the sale of insurance products, including fixed annuities. No advisory or asset-based fees charged.

Location

Angier, NC

Angier NC

Advisors at this office

2

Most active in

North Carolina

Work history

12 years of industry experience

ARIS Capital Strategies, LLC

2023 - Present • 3 years

Raliegh, NC

Agent Value Proposition, LLC

2018 - Present • 8 years

Raliegh, NC

Lifetime Financial Inc

2017 - 2023 • 6 years

Newport Beach, CA

SRHIncome

2016 - 2017 • 1 year

Manchester, NH

Tlg Advisors, Inc.

2015 - 2016 • 1 year

Brookstone Wealth Advisors, LLC

2014 - 2015 • 1 year

Manchester, NH

Horter Investment Management, LLC

2013 - 2014 • 1 year

NH

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Christopher F

Series 65

New Hill, NC

Confiance Financial LLC

Christopher Fauchier Nobles is the President and Chief Compliance Officer of Confiance Financial LLC and holds a Series 65 designation. He has experience in investor communications and back-office technology platforms through his executive role at BetaNXT and a prior tenure at Mediant Communications Inc. Confiance Financial provides discretionary investment management and comprehensive financial planning to individual clients, including high-net-worth individuals. The firm uses a fundamental, primarily long-term investment approach and incorporates diversified mutual funds, ETFs, and individual securities, while also employing third-party independent managers to execute strategies.

General retirement planning Income planning General tax planning Wealth management Cash flow / budgeting
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Michael M

Series 65

Holly Springs, NC

BFWM LLC

Michael Mccall is a financial advisor at BFWM LLC in Holly Springs, NC, holding a Series 65 credential with industry experience beginning in 2022. His prior work includes roles at Buffalo Finances Inc., Site Services, and EVA Garland Associates. BFWM LLC is an independent registered investment adviser offering discretionary managed accounts, financial planning, and retirement plan consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm employs a personalized, multi-strategy investment approach that incorporates asset allocation, dollar-cost averaging, and technical analysis, tailored to client time horizons and risk tolerances.

Annuities
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Steven L

Series 65

Holly Springs, NC

Lewis and Associates Capital Advisors, LLC

Steven Lewis is the principal of Lewis and Associates Capital Advisors, LLC, an independent advisory firm based in Holly Springs, NC. He holds a Series 65 designation and has 17 years of industry experience. Prior to his current role, he worked at Formulafolio Investments, LLC and Brookstone Capital Management, LLC, and he is also involved with Financial Greenhouse, LLC, where he supervises insurance product recommendations. Lewis and Associates Capital Advisors provides asset management and financial advice to a diverse client base, including individuals, trusts, corporate pension plans, and charitable organizations. The firm employs a combination of modern portfolio theory and various analytical approaches to build customized portfolios and offers pension consulting, educational seminars, and insurance advice as part of its services.

Active portfolio management Options & derivatives strategies Life insurance needs analysis
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Lance H

CFP®

Fuquay Varina, NC

Signature Resources LLC

Lance Hope Gill is a CFP® professional with 20 years of experience in the financial industry. He is currently the sole advisor at Signature Resources LLC and has held roles at United Community Bank and Seaside Capital Management, Inc. Gill also serves as a fiduciary officer and investment analyst at United Community Bank in Orlando, Florida. Signature Resources LLC provides asset management and portfolio supervision to individuals, including high-net-worth clients, pension and profit-sharing plans, and business entities. The firm utilizes a combination of fundamental analysis and technical methods, offering both strategic and tactical asset allocation with client-specific restrictions and periodic rebalancing.

Active portfolio management
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Mitchel K

Series 63, Series 65

Raleigh, NC

Other Side Asset Management, LLC

Mitchel Krause is a financial advisor at Other Side Asset Management, LLC in Raleigh, NC, with 29 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Stifel, Nicolaus & Company, Incorporated for 11 years before founding his current firm in 2018. In addition to advisory services, he is a licensed insurance agent involved in the sale of various insurance products. Other Side Asset Management provides investment advisory and financial consulting services to individuals, high-net-worth clients, and charitable organizations. The firm offers tailored portfolio management and planning services, employing a range of methods including asset allocation, technical analysis, and both long- and short-term trading, with at least quarterly account reviews.

Annuities
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Cristof E

Series 65

Fuquay-Varina, NC

Pine Ridge Wealth LLC

Cristof Ensslin is a financial advisor at Pine Ridge Wealth LLC with three years of industry experience. He holds a Series 65 designation and previously worked at Simple and Aligned LLC and Pine Ridge Creative, LLC, as well as running mindful FX UG for over a decade. Pine Ridge Wealth LLC is a state-registered, fee-only investment adviser serving individuals, families, nonprofits, foundations, and businesses. The firm focuses on long-term, passive, tax-aware portfolios primarily using index-tracking ETFs, guided by a scenario-based process and historical analysis, and offers a structured onboarding process along with educational initiatives such as Project Mindful Money.

Passive / index investing Income planning Mid-Career Professionals Married/Couples/Partners
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