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Emil H

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Emil Huck IV is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 65 designation and four years of industry experience. Prior to joining Ameritas, he worked for the Defense Finance and Accounting Service for 15 years. Outside of his advisory role, he owns and manages Moose Ridge Cabins, handling renter communications and maintenance. Ameritas Advisory Services offers fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm employs a diverse investment approach, including in-house and third-party model portfolios, discretionary and non-discretionary programs, and integration with Ameritas affiliates across financial services.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Benjamin S

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Benjamin Shaw is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 65 designation and five years of industry experience. He has worked with Ameritas since 2021 and serves as Chief Operating Officer at Thompson Financial Group, where he assists with business management and operations. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers discretionary and non-discretionary programs utilizing in-house and third-party managers, with a platform that integrates co-advisory relationships and various managed account solutions.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Michael M

Series 63, Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Michael Marquis is a financial advisor with Ameritas Advisory Services, LLC, holding the Series 63 and Series 65 licenses and having eight years of industry experience. He has worked with Ameritas since 2017 across multiple affiliated entities and also maintains a role with Thompson Financial Group. Outside of finance, Marquis operates small businesses in dog sitting and landscaping, and co-hosts a television show, MaineLife, which features travel and leisure in Maine. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers a variety of discretionary and non-discretionary programs utilizing both in-house model portfolios and third-party managers, with a platform that includes co-advisory relationships and integrated solutions alongside affiliated Ameritas entities.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Tanya L

Series 63, Series 66

Presque Isle, ME

Key Investment Services LLc

Tanya Lapointe is a financial advisor with Key Investment Services LLC, holding Series 63 and Series 66 designations and possessing 20 years of industry experience. Her career includes over three decades with KeyBank from 1985 to 2020 and continuous service at Key Investment Services LLC since 2006. Key Investment Services LLC provides a range of advisory programs, model portfolios, and managed accounts to individuals, trusts, estates, small businesses, and corporate clients. The firm emphasizes client-directed investment decisions supported by professional recommendations and ongoing monitoring, operating within the KeyCorp group alongside affiliated banking and capital markets entities.

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management
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Madison S

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Madison Staples is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 65 credential and one year of industry experience. Prior to joining Ameritas, Madison has held roles at Thompson Financial Group and Ameritas Life Insurance Corp. Outside of financial advising, Madison has professional experience in the hospitality and retail sectors, including roles at Boondocks Grill and Blush Bridal & Formal. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers discretionary and non-discretionary programs, utilizing both in-house model portfolios and third-party managers, with a platform that integrates with various Ameritas affiliates.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Elise B

Series 66

Easton, ME

Ameriprise

Elise Browning is a financial advisor at Ameriprise with four years of industry experience. She holds a Series 66 designation and has been with Ameriprise since 2020. Prior to her advisory role, she worked at the College of Charleston for nine years. Outside of her advisory work, Browning is an owner of a consulting business, serves on the board of the Children's Museum of Aroostook County, and teaches organization and leadership courses at the University of Maine, Presque Isle, as well as an online MBA course for The Citadel. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement who meet specific asset thresholds. The firm combines research, modeling, and tax-efficiency analysis to deliver personalized, non-discretionary recommendations, supported by a centralized consulting team and algorithmic tools.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Scott V

Series 66

Presque Isle, ME

Mass Mutual Investors Services

Scott Violette is a financial advisor at Mass Mutual Investors Services with 18 years of industry experience. He holds a Series 66 designation and has previously worked at MetLife Securities Inc. and MassMutual Life Insurance Co. In addition to his advisory role, he serves as a trustee administering a 401(k) plan and offers Medicare supplement products. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars using collaborative, goal-based approaches.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Zakkary T

Series 66

Presque Isle, ME

Mass Mutual Investors Services

Zakkary Tracy is a financial advisor with Mass Mutual Investors Services and holds a Series 66 designation. He has one year of industry experience and currently supports clients in his role at United Insurance Group. Prior to his current position, he has worked at MassMutual Life Insurance Company and Mass Mutual Investors Services. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers a range of planning programs and educational seminars, using firm-approved tools to deliver tailored recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Sabra T

Series 66

Presque Isle, ME

Cetera

Sabra Tuttle is a financial advisor at Cetera with a Series 66 designation and two years of industry experience. Her prior work includes roles at Katahdin Trust Company and Husson University. Cetera Investment Advisers LLC is an SEC-registered firm serving a broad client base including individuals, retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a multi-manager platform with a range of portfolio management options and resources across various program structures and custodial relationships.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Ryan S

Series 66

Mars Hill, ME

Cetera

Ryan Shaw is a financial advisor at Cetera with 24 years of industry experience. He holds a Series 66 designation and has previously worked at Minnesota Life Insurance Company and Securian Financial Services. Outside of his advisory work, he serves as a trustee for the Central Aroostook Historical Society and volunteers as a sports coach and referee at Easton Junior-Senior High School. Cetera Investment Advisers LLC is an SEC-registered firm that supports a large network of independent advisors serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a range of portfolio management and financial planning services, utilizing a multi-manager platform with options from automated allocations to customized strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Gretchen M

CFP®, Series 66

Presque Isle, ME

Edward Jones

Gretchen Morse is a CFP®-certified financial advisor with Edward Jones in Presque Isle, ME, bringing 19 years of industry experience. She has been with Edward Jones since 2006. Outside of her advisory work, she serves as the executor of her father's estate. Edward Jones is a full-service wealth management firm that serves individual and institutional clients with a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds. The firm manages approximately $1.01 trillion in assets and operates through a large network of financial advisors and branch offices nationwide.

Retirement income strategy General retirement planning Retirement plans for business owners (SEP, solo 401k) Wealth management Retired Founder/Business Owner Executive
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Malachai W

Series 66

Presque Isle, ME

Mass Mutual Investors Services

Malachai Willey is a financial advisor with Mass Mutual Investors Services holding a Series 66 designation and two years of industry experience. He has worked at MassMutual Life Insurance Co and United Insurance Group, where he also holds an outside insurance sales position. MassMutual Investors Services is a subsidiary of MassMutual that provides financial planning and asset management services to individuals, business owners, trusts, and charitable organizations, utilizing firm-approved software and collaborative annual planning engagements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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William B

Series 66

Easton, ME

Ameriprise

William Browning III is a financial advisor with Ameriprise Financial Services LLC, holding a Series 66 credential and 18 years of industry experience. He previously worked at Key Investment Services LLC for 11 years before joining Ameriprise in 2020. Outside of his advisory role, he serves as vice president of Linear Momentum, a business involved in managing his Ameriprise practice. Ameriprise provides retirement-income planning services primarily for individuals with at least $1 million in net investable assets, delivering detailed, non-discretionary recommendation reports that incorporate tax-smart withdrawal strategies and Social Security claiming options. The firm combines algorithmic tools with research and advisory oversight to support its clients’ retirement planning needs.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Edward E

Series 66

Presque Isle, ME

Edward Jones

Edward Escobar is a financial advisor at Edward Jones with a Series 66 designation and seven years of industry experience. He has worked at Edward Jones since 2018 and previously held roles in construction and self-employment. Outside of his advisory work, he serves as a trustee on the Presque Isle Library Board of Trustees. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of advisory programs and managed solutions, supported by a large network of financial advisors and branch offices.

Retirement income strategy General retirement planning Wealth management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Retired Founder/Business Owner Executive
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