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Tanya L Lapointe

Advisor at Key Investment Services LLc — Presque Isle, ME

Updated today

Credentials

Series 63, Series 66

Experience

20 years

Location

Presque Isle, ME 04769

Key Investment Services LLc logo

Key Investment Services LLc

Enterprise

Total advisors

641

Across 355 offices

Clients per advisor

54 Typical

Avg AUM per client

$254,267 Low

HNW client ratio

3% Low

About

Tanya Lapointe is a financial advisor with Key Investment Services LLC, holding Series 63 and Series 66 designations and possessing 20 years of industry experience. Her career includes over three decades with KeyBank from 1985 to 2020 and continuous service at Key Investment Services LLC since 2006. Key Investment Services LLC provides a range of advisory programs, model portfolios, and managed accounts to individuals, trusts, estates, small businesses, and corporate clients. The firm emphasizes client-directed investment decisions supported by professional recommendations and ongoing monitoring, operating within the KeyCorp group alongside affiliated banking and capital markets entities.

Client services

Based on Key Investment Services LLc

Portfolio management Selection of other advisers

Expertise

Based on Key Investment Services LLc

ESG / Sustainable investing Tax-loss harvesting Passive / index investing Active portfolio management

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Fee options

Percentage

$0 - $1,000,000: 1.40% annually (Maximum Annual KIS Advisory Fee) $1,000,001+: 1.00% annually (Maximum Annual KIS Advisory Fee)

Other

Account minimum: $10,000 Minimum fee: $130 per year ($10.83 per month) minimum fee applied if calculated fees are less Fee-only: Program Fee consists of KIS Advisory Fee plus Investment Manager/Strategist Fee; KIS Advisory Fee negotiable up to max rates; Investment Manager/Strategist Fee is additional and not negotiable.

Location

See office

Presque Isle, ME

774 Main Street

Presque Isle ME 04769

Advisors at this office

1

Most active in

Maine

Work history

20 years of industry experience

Key Investment Services LLC

2023 - Present • 3 years

Brooklyn, OH

Key Investment Services LLC

2020 - 2023 • 3 years

Portland, ME

Key Investment Services LLC

2017 - 2020 • 3 years

Portland, ME

key Investment Services LLC

2006 - 2017 • 11 years

Portland, ME

KEY BANK

1985 - 2020 • 35 years

Presque Isle, ME

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Emil H

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Emil Huck IV is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 65 designation and four years of industry experience. Prior to joining Ameritas, he worked for the Defense Finance and Accounting Service for 15 years. Outside of his advisory role, he owns and manages Moose Ridge Cabins, handling renter communications and maintenance. Ameritas Advisory Services offers fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm employs a diverse investment approach, including in-house and third-party model portfolios, discretionary and non-discretionary programs, and integration with Ameritas affiliates across financial services.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
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Benjamin S

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Benjamin Shaw is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 65 designation and five years of industry experience. He has worked with Ameritas since 2021 and serves as Chief Operating Officer at Thompson Financial Group, where he assists with business management and operations. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers discretionary and non-discretionary programs utilizing in-house and third-party managers, with a platform that integrates co-advisory relationships and various managed account solutions.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
user avatar

Michael M

Series 63, Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Michael Marquis is a financial advisor with Ameritas Advisory Services, LLC, holding the Series 63 and Series 65 licenses and having eight years of industry experience. He has worked with Ameritas since 2017 across multiple affiliated entities and also maintains a role with Thompson Financial Group. Outside of finance, Marquis operates small businesses in dog sitting and landscaping, and co-hosts a television show, MaineLife, which features travel and leisure in Maine. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers a variety of discretionary and non-discretionary programs utilizing both in-house model portfolios and third-party managers, with a platform that includes co-advisory relationships and integrated solutions alongside affiliated Ameritas entities.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
user avatar

Madison S

Series 65

Presque Isle, ME

Ameritas Advisory Services, LLC

Madison Staples is a financial advisor with Ameritas Advisory Services, LLC, holding a Series 65 credential and one year of industry experience. Prior to joining Ameritas, Madison has held roles at Thompson Financial Group and Ameritas Life Insurance Corp. Outside of financial advising, Madison has professional experience in the hospitality and retail sectors, including roles at Boondocks Grill and Blush Bridal & Formal. Ameritas Advisory Services provides fee-based investment management, financial planning, and retirement-plan advisory services to individuals, corporations, and institutional clients. The firm offers discretionary and non-discretionary programs, utilizing both in-house model portfolios and third-party managers, with a platform that integrates with various Ameritas affiliates.

Annuities Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Wealth management Founder/Business Owner Retired
user avatar

Elise B

Series 66

Easton, ME

Ameriprise

Elise Browning is a financial advisor at Ameriprise with four years of industry experience. She holds a Series 66 designation and has been with Ameriprise since 2020. Prior to her advisory role, she worked at the College of Charleston for nine years. Outside of her advisory work, Browning is an owner of a consulting business, serves on the board of the Children's Museum of Aroostook County, and teaches organization and leadership courses at the University of Maine, Presque Isle, as well as an online MBA course for The Citadel. Ameriprise provides retirement-income planning services primarily for individuals nearing or in retirement who meet specific asset thresholds. The firm combines research, modeling, and tax-efficiency analysis to deliver personalized, non-discretionary recommendations, supported by a centralized consulting team and algorithmic tools.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Scott V

Series 66

Presque Isle, ME

Mass Mutual Investors Services

Scott Violette is a financial advisor at Mass Mutual Investors Services with 18 years of industry experience. He holds a Series 66 designation and has previously worked at MetLife Securities Inc. and MassMutual Life Insurance Co. In addition to his advisory role, he serves as a trustee administering a 401(k) plan and offers Medicare supplement products. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars using collaborative, goal-based approaches.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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