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Seth F

Series 66

Madisonville, KY

OneAscent Financial Services LLC

Seth Franklin is a financial advisor at OneAscent Financial Services LLC with five years of industry experience. He holds a Series 66 designation and has worked at Private Advisor Group, Franklin Financial Group, LPL Financial, and US Bank. He is also an insurance agent and a registered representative of Purshe Kaplan Sterling Investments, Inc. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealers’ customers, and other institutions. The firm offers a range of asset management, financial planning, and consulting services through both advisor-led and model-based platforms, including tax-overlay and outsourced CIO services.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Randall F

CFP®, PFS™, Series 63

Madisonville, KY

OneAscent Financial Services LLC

Randall Franklin is a CFP® and PFS™ with 20 years of industry experience. He is currently with OneAscent Financial Services LLC and has previously worked at Purshe Kaplan Sterling Investments, Private Advisor Group, LPL Financial, and Franklin Certified Public Accountants, Inc. He serves as treasurer for Immanuel Baptist Church and is a board member of the KY Society CPA PAC Committee. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals, retirement plans, trusts, broker/dealers’ customers, and institutions. The firm offers asset management, financial planning, and consulting services, utilizing customized asset allocations and a range of platforms including model-based and Unified Managed Account solutions.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Joseph S

Series 63, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Joseph Singer is a financial advisor with Fifth Third Securities, Inc. He holds Series 63 and Series 66 credentials and has 19 years of industry experience. Singer has been with Fifth Third Securities since 2008. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank, providing a range of discretionary managed-account programs that include third-party portfolio managers, strategist portfolios, and direct indexing options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Ryan O

Series 63, Series 65

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Ryan Oberhausen is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Owensboro, KY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with Fifth Third Securities since 2009. Outside of his advisory role, he is a vice president and owner of a rental property business, Candy Cane Properties LLC, located in Santa Claus, IN. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporations, and institutional investors. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, supported by its affiliation with Fifth Third Bank and use of National Financial Services and Fidelity Institutional Wealth Adviser platforms.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Robert P

CFP®, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Robert Pierce is a CFP® and Series 66-licensed financial advisor with 23 years of industry experience. He has been with Fifth Third Securities, Inc. since 2008. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate and business clients, and institutional investors. The firm combines its municipal-advisor registration with a corporate affiliation to Fifth Third Bank and provides multiple discretionary managed-account programs, including advisor-directed models and direct indexing options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Brittany U

Series 66, Series 63

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Brittany Underwood is a financial advisor at Fifth Third Securities, Inc. with seven years of industry experience. She holds Series 66 and Series 63 licenses and has worked at firms including U.S. Bancorp Investments, Inc. and Wells Fargo Clearing. Fifth Third Securities, Inc. serves individual and institutional clients through investment advisory and brokerage services, offering access to multiple managed account programs via the Passageway platform. The firm operates as a broker-dealer, SEC-registered investment adviser, and municipal advisor, with a range of portfolio management options and affiliated entities.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Maggie W

Series 66

Madisonville, KY

Edward Jones

Maggie Woodruff is a financial advisor at Edward Jones with a Series 66 designation and one year of industry experience. Prior to joining Edward Jones, she worked at the University of Kentucky and El Rancho Grande for three years each and spent seven years teaching at the middle and high school levels. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including pension plans, corporate clients, and charitable organizations. The firm offers a range of advisory programs and investment solutions, managing approximately $1.01 trillion in assets with a large network of financial advisors and branch offices nationwide.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Joseph C

Series 63, Series 65

Madisonville, KY

LPL Financial

Joseph Collins is a financial advisor with LPL Financial in Madisonville, KY, holding Series 63 and Series 65 credentials and bringing 35 years of industry experience. He has worked with LPL Financial since 2009 and has been associated with ONB Investment Services since 1994. Collins also serves in a financial institution role at Old National Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser that provides advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management solutions, utilizing model portfolios, third-party subadvisors, and customized strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Clayton B

Series 66

Dixon, KY

LPL Financial

Clayton Buchanan is a financial advisor at LPL Financial in Dixon, KY, holding a Series 66 designation with three years of industry experience. His prior roles include positions at Northwestern Mutual Investment Services and United Community Bank. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of financial planning and investment management services, utilizing both proprietary model portfolios and third-party strategies across discretionary and non-discretionary accounts.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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James P

Series 66

Providence, KY

Thrivent Investment Management

James Palmer is a Series 66-credentialed financial advisor with four years of industry experience, currently with Thrivent Investment Management in Providence, Kentucky. Prior to joining Thrivent, he was affiliated with Sulphur Well Church of Christ for 14 years. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers goal-based, holistic analyses and allows clients to combine planning with managed-account programs, while maintaining separate services and focusing on comprehensive financial planning topics.

Business ownership considerations
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William Y

CFP®, Series 66

Madisonville, KY

Edward Jones

William Young is a CFP® with 24 years of industry experience and has been with Edward Jones in Madisonville, KY, since 2003. He holds a Series 66 license and co-owns a property business unrelated to his advisory work. Edward Jones is a full-service wealth management firm serving over four million clients, including individual and institutional investors, with a broad range of advisory programs and investment solutions supported by a large network of financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Tara E

CFP®, Series 66

Madisonville, KY

Edward Jones

Tara Edwards is a CFP® and Series 66-registered financial advisor with Edward Jones, where she has worked since 2010, totaling 16 years of industry experience. She serves as President Elect of the Madisonville Noon Kiwanis and is a board member of the Community Improvement Foundation in Madisonville, KY. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients, offering a range of advisory services including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a nationwide network of over 23,700 advisors.

Charitable giving & philanthropy Divorce financial planning Business ownership considerations Retirement income strategy General estate planning guidance Founder/Business Owner
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Stephanie B

CFP®, Series 66

Madisonville, KY

Edward Jones

Stephanie Bowles is a financial advisor with Edward Jones in Madisonville, KY, holding CFP® and Series 66 designations and bringing four years of industry experience. She worked at Tungco Inc from 2015 to 2021 before joining Edward Jones. She serves as a board member on the City of Madisonville Board of Adjustments. Edward Jones is a full-service wealth management firm serving over four million clients, including individuals, institutions, and charitable organizations. The firm offers a range of managed solutions and advisory programs, operating under a fiduciary standard and supported by a nationwide network of more than 23,700 financial advisors.

Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy College savings (529s, UTMA, etc.) Business ownership considerations Founder/Business Owner
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Barry H

Series 63, Series 66

Madisonville, KY

Edward Jones

Barry Hill is a financial advisor with Edward Jones in Madisonville, KY, holding Series 63 and Series 66 licenses and with 25 years of industry experience. He has been with Edward Jones since 2000. Outside of his advisory role, he owns and manages farmland in Slaughters, KY. Edward Jones is a full-service wealth management firm serving individual and institutional clients with over $1 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of advisors and branch offices.

General retirement planning Retired Founder/Business Owner Executive
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Jordan C

Series 66

Madisonville, KY

Edward Jones

Jordan Coomes is a financial advisor at Edward Jones with 13 years of industry experience. He has been with Edward Jones since 2012 and holds a Series 66 designation. Outside of his advisory role, he is an owner-partner of a real estate business in Madisonville, KY. Edward Jones is a full-service wealth management firm serving individual and institutional clients, including both high-net-worth and non-high-net-worth households. The firm manages over $1 trillion in assets and offers a range of advisory programs, discretionary and non-discretionary strategies, and affiliated investment products.

Charitable giving & philanthropy Business ownership considerations Retirement income strategy Wealth management Business exit / sale strategy Founder/Business Owner
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Micah D

Series 66

Madisonville, KY

Edward Jones

Micah Dunn is a financial advisor at Edward Jones in Madisonville, KY, holding a Series 66 credential with four years of industry experience. Prior to joining Edward Jones in 2021, he worked for Alliance Coal for ten years. Outside of his advisory role, Dunn coaches youth baseball with the Madisonville Miners Youth Baseball nonprofit organization. Edward Jones is a full-service wealth management firm serving individual and institutional clients, offering a range of advisory programs and investment solutions supported by a large nationwide network of advisors and branch offices.

Retirement income strategy General retirement planning Wealth management General estate planning guidance Retired Founder/Business Owner Executive
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Harris T

Series 66

Madisonville, KY

Robert Baird & Co.

Harris Terry is a Series 66-licensed financial advisor with Robert Baird & Co., where he has worked since 2019, and has 11 years of industry experience including prior work at JJB Hilliard W.L. Lyons LLC. He is involved in the operation of a fast food franchise business that has shifted focus toward leasing fast food properties and serves as a trustee and beneficiary of family trusts managing property and coal assets. He is part of The DDK Group within Robert W. Baird & Co.’s Private Wealth Management practice, which advises individuals, families, institutions, and charitable organizations. The group offers customized consulting and portfolio management services, employing a range of strategies from traditional equity and fixed income to more complex alternatives, alongside municipal advisory and public finance services.

Wealth management Tax-loss harvesting Retired Founder/Business Owner
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Brian W

Series 66

Madisonville, KY

Edward Jones

Brian Webb is a financial advisor with Edward Jones in Madisonville, KY, holding a Series 66 designation and 11 years of industry experience. He has been with Edward Jones since 2014. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients, with approximately $1.01 trillion in assets under management. The firm offers a range of advisory services, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Jacob H

Series 63, Series 65

Madisonville, KY

Ameriprise

Jacob Holland is a financial advisor with Ameriprise Financial Services, LLC in Madisonville, KY, holding Series 63 and Series 65 licenses and 11 years of industry experience. He previously worked at U.S. Bancorp Investments, INC. from 2014 to 2020. Outside of his advisory role, Holland serves as President of the Madisonville Noon Kiwanis Club and Vice President of Habitat for Humanity Pennyrile Region. Ameriprise Financial Services is a large, diversified firm serving individual and institutional clients, offering specialized retirement income planning focused on dependable income sources and tax-aware withdrawal strategies through its Ameriprise Premier Retirement Income service.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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