Top general retirement planning financial advisors in Auburn, NY
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
Planning for retirement often means juggling multiple financial goals, like managing income streams and preparing for unexpected expenses. Without a clear strategy, you might overlook how estate tax cliffs can create large tax bills just above exemption thresholds.
- Income sequencing. Ask how they plan your withdrawals to balance taxes and cash flow throughout retirement.
- Estate tax awareness. Confirm they understand local estate tax rules and how to minimize surprises for your heirs.
- Longevity planning. Check if they consider your life expectancy and healthcare costs in their retirement income projections.
- Social Security timing. Inquire about their approach to claiming benefits to maximize your lifetime income.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
Karyn D
Series 63
Aurora, NY
UBS Financial Services
Karyn Dallas specializes in general retirement planning with 25 years of experience, serving high-net-worth clients near Auburn, NY. Her expertise includes cash flow budgeting and equity compensation tax strategy, supported by UBS Financial Services' institutional trading and wealth management capabilities, offering fee-based planning and portfolio management that may suit mid-career professionals and those approaching retirement.
Experience: 26 years
Avg account: $693,691
-
Christopher R
Series 66
Auburn, NY
Edward Jones
Christopher Rheaume specializes in general retirement planning and income strategy, making him well-suited for managing retirement income streams and tax considerations in Auburn, NY. Affiliated with Edward Jones, a large firm managing over $1 trillion in assets, he offers both discretionary and non-discretionary advisory services with a fee structure up to 1.35% annually, serving a diverse client base including business owners and multi-generational families.
Experience: 17 years
Avg account: $246,728
-
Frederick S
Series 63
Skaneateles, NY
STIFEL
Frederick Shibel Jr. offers expertise in general retirement and income planning, supported by 41 years of industry experience and a Series 63 designation. Based in Skaneateles, NY, he operates within Stifel, a large firm serving diverse clients with proprietary investment strategies, distinguishing him from advisors at smaller firms or with less extensive institutional support.
Experience: 41 years
Avg account: $773,556
-
Earl P
Series 63
Auburn, NY
LPL Enterprise
Earl Phillips offers extensive expertise in general retirement planning, supported by 38 years of industry experience and a Series 63 designation, making him well-equipped to address income sequencing and estate tax considerations in Auburn, NY. His affiliation with LPL Enterprise, a large firm providing flat-fee planning and access to model portfolios, distinguishes him by combining seasoned guidance with diverse client services and flexible fee structures.
Experience: 38 years
Avg account: $239,757
-
Andrew M
Series 63, Series 65
Camillus, NY
Newman Ladd Capital Advisors, LLC
Andrew Moen offers expertise in general retirement planning with 28 years of experience and a background as an attorney and business owner, which supports comprehensive wealth management strategies. His firm, Newman Ladd Capital Advisors, uses fundamental and cyclical analysis for discretionary portfolio management, charging a 1.5% AUM fee, distinguishing him with a seasoned, independent approach near Auburn, NY.
Experience: 28 years
Avg account: $524,700
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Advisors focused on
People also searched
Popular in Auburn, NY
Find advisors by type
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)