Top financial advisors in Dubuque, IA
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
You might seek a financial advisor in Dubuque, IA when you're planning for retirement income and want to understand how recent state tax changes affect your withdrawals. A common mistake is not accounting for local tax rules, which can lead to unexpected tax bills or missed savings opportunities.
- State tax knowledge. Confirm the advisor understands Iowa's recent retirement income tax phase-out and how it impacts your specific situation.
- Income sequencing. Ask how they plan the order of withdrawals from different accounts to minimize taxes and penalties.
- Retirement cash flow modeling. Look for advisors who build detailed projections of your income and expenses to avoid shortfalls.
- Coordination with tax professionals. Ensure they work with your tax preparer to align retirement distributions with your overall tax strategy.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Brendan H
Series 66
Dubuque, IA
Wells Fargo Clearing
Brendan Houlihan's 17 years of experience and Series 66 designation equip him to navigate Dubuque's retirement income tax landscape, including Iowa's recent tax phase-out. Affiliated with Wells Fargo Clearing, a large firm offering IPS-driven retirement plan consulting and diverse financial products, he serves high-net-worth clients with a flat-fee structure, distinguishing him from advisors with different fee models or firm sizes.
Experience: 18 years
Avg account: $475,575
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Garret L
Series 66
Dubuque, IA
LPL Financial
Garret Locke in Dubuque, IA, offers expertise in wealth management and retirement plans for business owners, supported by eight years of industry experience and a Series 66 designation. Operating within LPL Financial, a large firm with flat-fee options, he provides access to extensive research resources and diverse investment delivery methods, distinguishing him from advisors with smaller firm affiliations or different fee structures.
Experience: 8 years
Avg account: $399,489
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Stefan J
Series 65, Series 63
Dubuque, IA
OSAIC
Stefan Johnson's seven years of experience and Series 63 and 65 licenses equip him to address retirement income planning in Dubuque, IA, including annuities which can be integral to income sequencing strategies. Working at OSAIC, a large firm with technology-driven portfolio management and diverse client services, he offers flat-fee financial planning, which may appeal to clients seeking transparent costs compared to hourly or negotiable AUM fees.
Experience: 8 years
Avg account: $398,336
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Douglas K
Series 63, Series 65
Dubuque, IA
Wealthcare Advisory Partners LLC
Douglas Koopmann offers extensive experience in wealth management and retirement plans for business owners, making him well-suited to navigate Dubuque's retirement income tax landscape. His firm manages $6 billion in assets with a large advisory team, providing access to alternative investments and a goals-based approach, while his flat-fee and hourly options offer flexible planning costs compared to typical AUM fees.
Experience: 24 years
Avg account: $719,205
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Weston V
Series 66
Dubuque, IA
Edward Jones
Weston Vorwald, based in Dubuque, IA, offers wealth management services with 14 years of industry experience and a Series 66 license, making him well-equipped to address retirement income planning and tax considerations. Affiliated with Edward Jones, a large firm managing over $1 trillion in assets, he provides access to diverse advisory strategies and serves a broad client base, which may offer more comprehensive resources compared to smaller local advisors.
Experience: 14 years
Avg account: $246,728
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