Scottsdale, AZ E. Shea Blvd Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
A.G.P / Alliance Global Partners
Multi-team
Firm-wide stats for A.G.P / Alliance Global Partners
About
A.G.P. / Alliance Global Partners is an SEC‑registered investment adviser that serves individuals (including high‑net‑worth clients), trusts, corporations and retirement plans, offering portfolio management, financial planning and retirement‑plan services alongside brokerage, capital markets and investment banking capabilities. The firm operates as both an investment adviser and a FINRA‑member broker‑dealer and also distributes other financial products through its broker‑dealer platform.
The firm’s investment work is organized around an open‑architecture approach with a notable emphasis on international investing through its EPC division; it uses a mix of in‑house management, third‑party money managers, and sub‑advisers (including Euro Pacific Asset Management) to implement discretionary and non‑discretionary strategies and wrap portfolios. A.G.P. documents client objectives in investment policy statements, offers separately managed accounts and third‑party management programs, and provides financial planning on a project or hourly basis.
A.G.P. stands out from many multi‑team peers by its active broker‑dealer business and related product sales, its role advising and placing interests in pooled vehicles and private funds (it serves as adviser to GP Advisor Fund and has affiliated private‑fund activity), and its practice of managing pooled‑vehicle portfolios — activities that are less common among similar firms. The firm’s ADV discloses prior regulatory matters (including an SEC administrative proceeding and other self‑regulatory and state actions), and it generally bills on a percentage‑of‑AUM basis rather than standard fixed fees while maintaining custodial and distribution relationships that can generate additional revenue.
Based on A.G.P / Alliance Global Partners
Location
9375 E. Shea Blvd, Suite 100
Scottsdale AZ 85260
Advisors at this office
3
Advisors at this office
John C
Series 63, Series 65
Scottsdale, AZ
A.G.P. / Alliance Global Partners
John Catalfio is a financial advisor with A.G.P. / Alliance Global Partners in Scottsdale, AZ, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has worked at Euro Pacific Capital, Inc. since 2012. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, pooled vehicles, and charitable and retirement-plan sponsors. The firm offers portfolio management, financial planning, retirement-plan consulting, third-party manager access, and capital markets and investment banking services, with a focus on international investing through its EPC Advisors Group division.
Corey O
CFP®, Series 63, Series 66
Scottsdale, AZ
A.G.P. / Alliance Global Partners
Corey Oberholtzer is a CFP® with 23 years of industry experience, currently affiliated with A.G.P. / Alliance Global Partners. He has worked at Euro Pacific Capital since 2007. A.G.P. / Alliance Global Partners provides advisory and brokerage services to individuals, trusts, corporations, and retirement-plan sponsors, offering portfolio management, financial planning, and capital markets services. The firm emphasizes international investing through its EPC Advisors Group division and combines top-down macro themes with bottom-up security selection in its strategies.
Mike M
Series 63, Series 65
Scottsdale, AZ
A.G.P. / Alliance Global Partners
Mike Masunas is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has worked with Euro Pacific Capital since 2014 and maintains involvement with Moore Masunas and Moore, a law firm. Outside of finance, he owns a sports complex focused on athlete training and is a co-founder of a drone-based spray cleaning business. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser serving individuals, trusts, corporations, and retirement plans. The firm employs an open-architecture investment approach with a notable emphasis on international investing and offers a combination of in-house management, third-party money managers, and sub-advisers.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")