Allen Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$16,864,857,339
Clients
142
Advisors
6
of 28 employees
About
Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations and other accredited investors, including a material non‑U.S. client base. It also advises pooled vehicles as sub‑advisor to the Carnegie Hill Insurance Dedicated Fund and managed the ACIA Asset Allocation Fund while that fund is in wind‑down.
AIM delivers tailored investment programs through discretionary and non‑discretionary investment management agreements, offering outsourced family‑office services, concentrated equity management, multi‑asset allocation, opportunistic investments and third‑party manager selection. Its investment platform emphasizes manager due diligence and a range of long‑only equity and thematic strategies (e.g., Global Market Leaders, Innovation Leaders, BDCs, publicly traded private equity and several Europe‑focused sleeves), with trade allocation and average‑price block execution policies to allocate opportunities among clients.
Distinctive features include a significant non‑U.S. investor presence and an explicit focus on HNW/accredited clients rather than non‑HNW individual or corporate/business clients, alongside its affiliation with Allen & Company (a broker‑dealer and investment bank) that produces referral arrangements, shared personnel and potential related‑party allocation considerations. The firm also manages a substantial asset base relative to a small advisory team and discloses formal policies addressing conflicts, personal trading, restricted lists and referral compensation.
Client services
Expertise
Occupation focus
Fee options
Fixed fees may be charged for particular types of services; amounts are negotiated and client-specific.
$0+: Typically between 0.50% and 1.00% (50-100 bps) or less, varies by client and negotiated $0 - $150 million: 0.61% (61 bps) for Carnegie Hill Fund sub-advisory fee $150 million+: 0.56% (56 bps) for Carnegie Hill Fund sub-advisory fee
Performance-based fees charged occasionally upon client request; no performance fees for Carnegie Hill Fund.
Account minimum: $500,000
Main office
711 Fifth Avenue
New York NY 10022
Advisors at this office
6
Most active in
California · Connecticut · Florida · Massachusetts · New York · Texas
Also doing business as
Allen & Company Investment Advisors · Allen Global Partners · Allen Investment Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Ashok C
New York, NY
Allen Investment Management, LLC
Ashok Chachra is a financial advisor with Allen Investment Management, LLC in New York, NY, with five years of industry experience and sixteen years at his current firm. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs through discretionary and non-discretionary management agreements, emphasizing manager due diligence across a range of long-only equity and thematic strategies.
Elizabeth S
CFA®, Series 63
New York, NY
Allen Investment Management, LLC
Elizabeth Stahl is a CFA® charterholder and holds a Series 63 license. She has two years of industry experience and is currently with Allen Investment Management, LLC, where she has worked since 2023. Prior to this, she was employed at Allen & Company from 2014 to 2022. Allen Investment Management, LLC provides customized wealth management and portfolio management services to high-net-worth individuals, family offices, trusts, foundations, accredited investors, and certain non-U.S. persons. The firm focuses on long-only equity strategies and supplements its offerings with third-party manager allocations, portfolio construction, and ongoing due diligence.
Catherine T
Series 63
New York, NY
Allen Investment Management, LLC
Catherine Tse is a financial advisor at Allen Investment Management, LLC with five years of industry experience. She holds a Series 63 designation and has previously worked at Qu Capital and Cascina LLC. Catherine is based in New York, NY. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs through discretionary and non-discretionary agreements, focusing on manager due diligence and a range of equity and multi-asset strategies.
Arvind R
CFA®
New York, NY
Allen Investment Management, LLC
Arvind Rangaraj is a CFA® charterholder with four years of industry experience, currently serving as a financial advisor at Allen Investment Management, LLC since 2022. His prior roles include positions at Children's Healthcare of Atlanta, Emory Investment Management, and QIEF Management Corp/Quantum Advisors. Allen Investment Management, LLC provides customized wealth management and portfolio management services to high-net-worth individuals, family offices, and other accredited investors. The firm emphasizes long-only equity strategies and combines tailored investment programs with third-party manager allocations and ongoing due diligence.
Samuel B
Series 63
New York, NY
Allen Investment Management, LLC
Samuel Baker is a financial advisor with Allen Investment Management, LLC and holds a Series 63 designation. He has 5 years of industry experience and has worked at Allen Investment Management since 2012. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs through discretionary and non-discretionary agreements, focusing on manager due diligence and a range of long-only equity and thematic strategies.
Timothy E
Series 63
New York, NY
Allen Investment Management, LLC
Timothy Erb is a financial advisor at Allen Investment Management, LLC with 15 years of industry experience. He has been with Allen Investment Management since 2016 and holds the Series 63 designation. Outside of his advisory role, Erb serves on the Investment Committee for The HOPE Program and is a trustee for LaSalle College High School. Allen Investment Management, LLC provides customized wealth management and advisory services primarily to high-net-worth individuals, family offices, trusts, foundations, and other accredited investors, including a significant non-U.S. client base. The firm offers tailored investment programs across several asset classes and emphasizes manager due diligence and thematic equity strategies.
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