Poughkeepsie, NY Raymond Ave Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
B. Riley Wealth Advisors, Inc.
Multi-team
Firm-wide stats for B. Riley Wealth Advisors, Inc.
About
B. Riley Wealth Advisors provides investment advice and portfolio management to a mix of individual clients (including non‑HNW and high‑net‑worth individuals), pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate/business clients. The firm offers a range of programs—Advisor‑as‑Portfolio‑Manager (APM), third‑party managed programs using the Envestnet platform (SMA/UMA/FSP), internally managed W.I.S.D.M. models, financial planning and consulting, and retirement and reporting solutions—and manages roughly $4.21 billion in client assets through about 173 advisors.
Advisory relationships are delivered through affiliated investment advisor representatives who select research methods, investment strategies, and program placements for each client; accounts may be discretionary or non‑discretionary and clients establish custody relationships (directed brokerage) with custodians such as National Financial Services, Charles Schwab, or Fidelity. Program minimums and structures vary by offering (for example, the W.I.S.D.M. mutual fund allocation models list $15,000 minimums while SMAs commonly show $100,000+), and Envestnet is used for manager selection, trading and overlay services in multiple programs.
Notable operational features include the firm’s affiliation with a broker‑dealer (B. Riley Wealth Management) and a clearing relationship with NFS, which the brochure discloses can give rise to revenue‑sharing arrangements (e.g., Bank Deposit Sweep Program revenue sharing, No‑Transaction‑Fee mutual fund fees, transfer cost credits, and margin‑related referral compensation). The brochure also discloses a recent structured‑product referral agreement with a third‑party broker and summarizes past SEC matters (a 2019 share‑class disgorgement and interest of roughly $733,423 and a 2015 SEC order with a $200,000 civil penalty and undertakings), all of which the firm identifies as conflicts it monitors and discloses to clients.
Based on B. Riley Wealth Advisors, Inc.
Location
11 Raymond Ave
Poughkeepsie NY 12603
Advisors at this office
3
Advisors at this office
Kavian B
Series 63
Poughkeepsie, NY
B. Riley Wealth Advisors, Inc.
Kavian Burke is a financial advisor at B. Riley Wealth Advisors, Inc. with nine years of industry experience. He previously worked at LPL Financial, LLC and Hudson Valley Credit Union. Burke holds the Series 63 designation. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing approximately $7.03 billion in client assets across 274 advisors. The firm provides a range of advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans.
Irene M
Series 66
Poughkeepsie, NY
B. Riley Wealth Advisors, Inc.
Irene Monck is a financial advisor with B. Riley Wealth Advisors, Inc. and holds a Series 66 credential. She has 19 years of industry experience with prior roles at National Securities Corporation and Gilman Ciocia, Inc. Monck is also active in community service as the president of the Poughkeepsie Arlington Rotary Club. B. Riley Wealth Advisors provides investment advice and portfolio management to individual, pension, trust, charitable, and corporate clients. The firm employs a variety of programs including Advisor-as-Portfolio-Manager, third-party managed solutions via Envestnet, and internally managed models, overseeing approximately $4.21 billion in client assets.
Kyle O
CFP®, Series 66
Poughkeepsie, NY
B. Riley Wealth Advisors, Inc.
Kyle Odell is a CFP® professional with 15 years of industry experience, currently serving as an advisor at B. Riley Wealth Advisors, Inc. He previously worked at Fidelity Brokerage Services LLC for nine years before joining B. Riley in 2024. Odell also holds a senior vice president role at B. Riley Wealth Insurance, focusing on fixed insurance sales. B. Riley Wealth Advisors, Inc. is an SEC-registered firm managing over $7 billion in client assets through approximately 274 advisors. The firm provides a wide range of services including advisory programs, financial planning, and retirement solutions to individuals, high-net-worth clients, charitable organizations, corporations, and retirement plans, utilizing multiple program structures and both proprietary and third-party asset allocation models.
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