Minot, ND 701 31st Ave SW Office
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BFC PLANNING, Inc.
Multi-team
Firm-wide stats for BFC PLANNING, Inc.
About
BFC Planning, Inc. provides financial planning, asset management and referral-based outside money manager services to a broad mix of clients, including individual (both non‑HNW and high‑net‑worth) clients, corporations, pensions, trusts and banks. The firm operates as an enterprise adviser with a network of IARs and platforms supporting approximately $3.8 billion in client assets and over 11,000 client relationships.
Advice is delivered through IARs who are typically independent contractors and who work with clients on a one‑on‑one basis to set objectives, impose account restrictions if desired, and select between multiple program structures (wrap and non‑wrap), sub‑advisers, and custodial arrangements. Portfolios are generally built from stocks, bonds, mutual funds and ETFs, though individual IARs may use concentrated, active trading or speculative strategies in certain client situations and may negotiate fee arrangements within firm‑provided ranges.
Distinctive features include the firm’s allowance for IAR‑level fee flexibility and its use of a variety of third‑party platforms, including discretionary held‑away account management via an order‑management system and a direct American Funds F‑2 share class program in which assets are held at the transfer agent. The firm also discloses firm‑level measures addressing mutual‑fund share class selection (including prohibitions and conversions of 12b‑1 fee share classes) following a prior SEC enforcement matter, and maintains affiliations with broker‑dealers and an insurance agency plus bank‑sweep arrangements that the firm notes can create potential conflicts of interest.
Based on BFC PLANNING, Inc.
Expertise
Based on BFC PLANNING, Inc.
Location
701 31st Ave SW
Minot ND 58701
Advisors at this office
2
Advisors at this office
Nicholas M
Series 63, Series 65
Minot, ND
BFC PLANNING, Inc.
Nicholas Mock is a financial advisor with BFC Planning, Inc. in Minot, ND, holding Series 63 and Series 65 licenses and bringing 14 years of industry experience. He has worked with Berthel Fisher & Company Financial Services, Inc. since 2015 and previously with Sutterfield Financial Group, Inc. from 2012 to 2015. Outside of his advisory role, he is an investor and business consultant in a transportation company and serves as COO of multiple financial services LLCs. BFC Planning, Inc. provides financial planning, asset management, and referral-based outside money manager services to a diverse client base including individuals, corporations, pensions, trusts, and banks. The firm supports over 185 advisors and approximately $3.8 billion in client assets, offering flexible fee arrangements and multiple program structures tailored to client needs.
Troy M
Series 63, Series 65
Minot, ND
BFC PLANNING, Inc.
Troy Mantz is a financial advisor with BFC Planning, Inc. in Minot, ND, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. He has worked at Berthel Fisher & Company Financial Services, Inc. since 2016 and has been with BFC Planning since 2015. Outside of his advisory role, he is involved in insurance sales, specifically life and long-term care insurance through Hallett Financial Group. BFC Planning, Inc. serves a diverse client base including individuals, corporations, banks, pension and profit-sharing plans, trusts, and estates through a network of approximately 200 investment adviser representatives. The firm offers financial planning and portfolio management services with a range of platform options and investment strategies.
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