A complete list of active advisors currently associated with Capital Analysts

Warmer can help you find a great advisor at Capital Analysts or one who fits your needs even better.

Capital Analysts advises individuals, high‑net‑worth clients, businesses and retirement-plan sponsors, and provides portfolio management, model and custom portfolios, advisor consulting, and ERISA plan services through a network of independent advisor representatives supported by a centralized Investment Management & Research (IM&R) team. The firm offers both wrap and non‑wrap programs and delivers discretionary and non‑discretionary management depending on client needs. The IM&R team runs the firm’s CAAMS managed models, uses a proprietary mutual‑fund screening process (CAPSL), and implements periodic rebalancing and tax‑aware options alongside advisor‑led custom portfolios. Capital Analysts also works with third‑party managers as co‑adviser or promoter and has a formal share‑class selection policy for mutual funds held on the Pershing platform. The brochure highlights several features that distinguish the firm from many peers: it provides institutional and intermediary services (including programs for trust companies and other RIAs and a published list of third‑party managers), and it discloses detailed affiliate arrangements with Lincoln Investment and Pershing/BNY that include designated bank‑deposit and Dreyfus money‑market sweep products and related revenue‑sharing. The firm also discloses that many advisors engage in outside activities such as real‑estate dealings and that some are qualified lawyers, and describes disclosure, supervision and conversion practices it uses to address the attendant conflicts.

To learn more about the advisors currently working at Capital Analysts, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.