Caprock Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
CapRock Wealth Management provides wealth management, financial planning, and retirement plan consulting and management to individuals, high‑net‑worth individuals, pension and profit‑sharing plans, charitable organizations, and businesses. The firm reports roughly $83.3 million in assets under management for about 100 clients and delivers both discretionary and non‑discretionary portfolio services through a small, two‑advisor team.
The firm’s investment process emphasizes asset allocation and Modern Portfolio Theory, combining active and passive strategies and the use of outside managers where appropriate, with ongoing portfolio monitoring. Operationally it also participates in the Altruist Model Marketplace and maintains a formal sub‑advisory relationship with SyntheticFi to implement options‑based synthetic loan and hedging strategies alongside traditional equity, fixed‑income, mutual fund and ETF investments.
Distinctive features disclosed in the brochure include an affiliation with a banking institution through a firm principal’s board role at a regional bank and a compact organizational structure with a sole principal/CCO and one additional advisor. The team includes a CFP®‑credentialed principal and an advisor with legal licensure and a Series 65, and the firm provides ERISA retirement plan management (including acting as a 3(38) investment manager), all of which are highlighted in its disclosure materials.
Client services
Expertise
Occupation focus
Fee options
Fixed financial planning fees range between $2,500 and $30,000.
1.50% annually (negotiable) - Wealth Management Services
$350 per hour for financial planning services.
Fee-only: Fixed financial planning fees range from $2,500 to $30,000; hourly rate is $350/hour.
Main office
10809 Executive Center Drive, Suite 310
Little Rock AR 72211
Advisors at this office
2
Most active in
Arkansas · Texas
Also doing business as
Capital Rock Wealth Management · Caprock Wealth Management · Caprock Wealth Management LLC · Caprock Wealth Management Limited Liability Company
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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