Honolulu, HI Fort Street Office
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Centaurus Financial, Inc.
Enterprise
Firm-wide stats for Centaurus Financial, Inc.
About
Centaurus Financial, Inc. provides advisory and brokerage services to a broad mix of clients including individuals (both non‑HNW and high‑net‑worth), families, small businesses, corporations, trusts, and foundations. Its IARs deliver financial planning, portfolio management through the CLASSIC Plus platform (including FlexUMA and TPMM options), retirement-plan consulting, and specialized services such as advisory management of annuity and variable life sub‑accounts.
The firm offers both discretionary and non‑discretionary arrangements, with a larger share of assets managed on a non‑discretionary basis — $3.21 billion discretionary versus $6.53 billion non‑discretionary as of April 30, 2026 — and IARs employ a mix of fundamental, technical (including charting), bottom‑up and top‑down analysis. Clients may be placed on model overlay programs (FlexUMA) with a third‑party overlay manager, use tax‑overlay services, or be referred to approved third‑party money managers; the firm also has policies to permit a limited set of non‑traded alternative investments (including certain REITs and DPPs) in fee accounts under specified conditions.
Compared with many peers, Centaurus is dually registered as an RIA and a FINRA member broker‑dealer, has management personnel licensed as real estate brokers and insurance agents, and maintains procedures to hold and value certain illiquid real‑estate‑related investments in advisory accounts. Its disclosure history includes multiple regulatory matters resolved with the SEC and FINRA (including a FINRA finding in July 2026), and the firm describes specific conflicts‑of‑interest mitigations such as crediting back 12b‑1 fees and disclosing cash‑sweep and transition‑credit arrangements with its clearing firm.
Based on Centaurus Financial, Inc.
Expertise
Based on Centaurus Financial, Inc.
Location
745 Fort Street, Suite #2121
Honolulu HI 96813
Advisors at this office
3
Advisors at this office
Alan K
Series 65, Series 66
Honolulu, HI
Centaurus Financial, Inc.
Alan Kobayashi is a financial advisor with Centaurus Financial, Inc. in Honolulu, HI, holding Series 65 and Series 66 licenses and six years of industry experience. He has also served as managing member of KDL CPAs LLC, providing CPA services, tax preparation, and accounting. Prior to this, he worked at KKDLY, LLC for 30 years. Centaurus Financial, Inc. offers advisory and brokerage services to a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm provides financial planning, portfolio management through its CLASSIC Plus platform, retirement-plan consulting, and specialized advisory services, employing various investment analyses and both discretionary and non-discretionary management approaches.
Derrick K
Series 66
Honolulu, HI
Centaurus Financial, Inc.
Derrick Kim is a financial advisor with Centaurus Financial, Inc. in Honolulu, HI, holding a Series 66 credential and 18 years of industry experience. He previously worked at Hornor Townsend & Kent Inc. and has been associated with Penn Mutual Life Insurance Co. since 2009. Outside of his advisory role, Kim is the owner and manager of Linda Kim Studios LLC, a business providing piano instruction. Centaurus Financial, Inc. serves a diverse client base including individuals, families, small businesses, corporations, trusts, and foundations. The firm offers financial planning, portfolio management, and specialized advisory services through a mix of discretionary and non-discretionary arrangements, employing fundamental, technical, and both bottom-up and top-down investment analyses.
Gordon A
Series 63, Series 65
Honolulu, HI
Centaurus Financial, Inc.
Gordon Asahara is a financial advisor at Centaurus Financial, Inc. in Honolulu, HI, with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Centaurus Financial since 2016. He also manages Asahara Financial Group LLC, an independent firm offering fixed life insurance and long-term care products. Centaurus Financial, Inc. provides advisory and brokerage services to a diverse client base including individuals, families, businesses, and institutions. The firm utilizes a variety of investment approaches through its CLASSIC Plus platform and offers both discretionary and non-discretionary portfolio management options.
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