A complete list of active advisors currently associated with DFS Advisory

Warmer can help you find a great advisor at DFS Advisory or one who fits your needs even better.

DFS Advisory provides investment advisory and planning services to individuals (including high‑net‑worth clients), trusts, estates, businesses, retirement plans, and privately offered pooled investment vehicles. Its offerings include discretionary portfolio management, financial planning and consulting, retirement plan advisory, and implementation through internal management, unaffiliated independent managers, or platforms such as Betterment Institutional. The firm’s investment process is customized and primarily long‑term oriented, using fundamental and technical analysis to construct portfolios of mutual funds, ETFs, individual equities and bonds, and alternative investments — including pooled vehicles managed by the firm or its affiliates. DFS Advisory monitors accounts on an ongoing basis, works with clients to set objectives and reasonable investment restrictions, and may implement portfolios directly or via independent managers or the Betterment platform. Distinctively, the disclosure brochure identifies affiliations with entities that sponsor and operate privately offered pooled funds, and the firm acknowledges a financial incentive to recommend those funds to clients while stating it does not charge performance‑based advisory fees. The firm is also affiliated with an insurance agency whose advisers receive commission compensation for insurance sales; these relationships and related conflicts are disclosed and subject to the firm’s stated oversight and disclosure practices.

To learn more about the advisors currently working at DFS Advisory, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.