Greenwood Village, CO Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Focused Alpha, LLC
Team
Firm-wide stats for Focused Alpha, LLC
About
Focused Alpha, LLC is a SEC-registered advisory firm managing roughly $664 million for a multi-advisor team and advising individuals, high-net-worth clients, trusts, corporations, retirement plans, and certain public entities. It offers discretionary portfolio management, standalone and integrated financial planning, 401(k) plan consulting and participant education, and periodic workshops and seminars.
The firm describes a rules-based, behaviorally informed investment process that emphasizes tail-risk management and “emotion-free” decision making (an “ESP” approach), using quantitative optimization, technical and computer-based analysis to construct portfolios. Portfolios typically include stocks, ETFs, mutual funds and fixed income and may incorporate options, digital assets, structured products, and the use of third-party sub-advisers accessed through Fidelity’s FMAX platform.
Noteworthy differences from many peers include operating portfolio management exclusively as a wrap-fee program sponsor and disclosing that advisory personnel are also licensed to sell insurance and may receive commissions for insurance product sales. The brochure also identifies municipal and other government entities among its client types and discloses the firm’s principals’ outside business investments and relationships, which the firm notes can create referral or conflict-of-interest considerations.
Based on Focused Alpha, LLC
Expertise
Based on Focused Alpha, LLC
Location
5680 Greenwood Plaza Blvd, Suite 120
Greenwood Village CO 80111
Advisors at this office
3
Advisors at this office
Daniel B
Series 66
Greenwood Village, CO
Focused Alpha, LLC
Daniel Barotz is a financial advisor at Focused Alpha, LLC with 20 years of industry experience. He holds the Series 66 designation and has previously worked at UBS Financial Services, Morgan Stanley, and Wells Fargo Clearing. Outside of his advisory role, he serves on the investment committee for Temple Emanuel and is an investor and advisory board member in several businesses, including EcoMark Solar and PackBack. Focused Alpha, LLC is a multi-advisor SEC-registered firm managing approximately $664 million, serving individuals, high-net-worth clients, trusts, corporations, retirement plans, and public entities. The firm employs a rules-based, behaviorally informed investment approach with an emphasis on tail-risk management and quantitative optimization, offering discretionary portfolio management, financial planning, and 401(k) consulting.
Robert S
Series 63, Series 65
Greenwood Village, CO
Focused Alpha, LLC
Robert Straus is a financial advisor at Focused Alpha, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Schwab Wealth Advisory, Inc. and Icon Advisers, Inc. Outside of his advisory work, he is the founder and CEO of Polar Lights Publishing, LLC, where he is involved as a writer and speaker. Focused Alpha, LLC is an SEC-registered advisory firm managing approximately $664 million for a multi-advisor team. The firm serves individuals, high-net-worth clients, trusts, corporations, retirement plans, and public entities through a rules-based, behaviorally informed investment process emphasizing tail-risk management and emotion-free decision making.
Kevin G
Series 63, Series 65
Greenwood Village, CO
Focused Alpha, LLC
Kevin Goldin is a financial advisor with Focused Alpha, LLC, holding Series 63 and Series 65 licenses and bringing 32 years of industry experience. He has previously worked at Morgan Stanley Private Bank, Morgan Stanley, and UBS Financial Services. Goldin is also the CEO of Goldin Wealth Management, an advisory business based in Denver. Focused Alpha, LLC is a SEC-registered advisory firm managing approximately $664 million for a multi-advisor team. The firm serves individuals, high-net-worth clients, trusts, corporations, retirement plans, and certain public entities, employing a rules-based, behaviorally informed investment process that combines quantitative optimization and technical analysis to construct portfolios.
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