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St. Louis, MO Forsyth Blvd. Office

Team
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Huntleigh Advisors, Inc. logo

Huntleigh Advisors, Inc.

Multi-team

Firm-wide stats for Huntleigh Advisors, Inc.

Total advisors

64

Across 5 offices

Clients per advisor

28 Very Low

Avg AUM per client

$416,278 Low

HNW client ratio

9% Low

About

Huntleigh Advisors serves a mix of individual clients (including high-net-worth individuals), small businesses, charities, trusts, estates, and employer retirement plans. The firm provides discretionary and non‑discretionary asset management, model portfolio programs, a specialized MindShare small‑ and micro‑cap strategy, sub‑advisory services, and ERISA plan advisory services (including both 3(21) and 3(38) arrangements).

The firm uses model asset allocation portfolios that are reviewed at least quarterly alongside customized individual management options, and its MindShare program seeks long‑term capital appreciation by combining fundamental research with investor sentiment analysis and charting. Huntleigh describes the MindShare offering as having SmallCap and MicroCap growth sleeves plus a concentrated Focused Strategy (typically 8–12 names) that carries higher turnover and volatility; the firm also employs a mix of fundamental, technical, cyclical and quantitative analysis across its strategies.

Compared with many enterprise peers, Huntleigh does not offer fixed‑fee arrangements and relies on percentage‑of‑AUM billing and fee sharing with third‑party managers, which the firm discloses can create conflicts of interest. The firm is affiliated with an in‑house broker‑dealer and discloses higher transaction fees in certain broker‑assisted MindShare trades, cash sweep and 12b‑1 revenue arrangements, and it was the subject of an SEC administrative order in 2023 requiring remediation and payment related to disclosure deficiencies; Huntleigh reports steps taken to mitigate conflicts, such as periodic reviews, rebating identified 12b‑1 payments, and converting to advisory share classes when available.

Based on Huntleigh Advisors, Inc.

Expertise

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

Based on Huntleigh Advisors, Inc.

Occupation focus

Founder/Business Owner Retired

Based on Huntleigh Advisors, Inc.

Location

7800 Forsyth Blvd., 5th Floor

St. Louis MO 63105

Advisors at this office

56

Advisors at this office

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Lindsey H

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Lindsey Holbrook is a financial advisor at Huntleigh Advisors, Inc. with 11 years of industry experience. She holds Series 63 and Series 66 credentials and has worked at Huntleigh Advisors and Huntleigh Securities Corporation since 2024, following previous roles at Wolfrum and Company, LLC, and David A Noyes & Company. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans through discretionary and non-discretionary asset management, model portfolio programs, and specialized strategies such as the MindShare small- and micro-cap approach, which combines fundamental research with investor sentiment analysis and charting.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Robert C

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Robert Chambers is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with five years of industry experience. He holds the Series 66 designation and has worked at Huntleigh Advisors since 2020, following roles at Huntleigh Securities Corporation and Duncan & Perry. Outside of his advisory work, he is a 50% owner of Rowan and Chambers LLC, a non-securities-related limited liability company. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a range of strategies including its MindShare Small Companies program, which combines investor sentiment and fundamental research to target micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Lon D

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Lon Dircks Jr. is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding a Series 66 designation with 22 years of industry experience. His career includes roles at Morgan Stanley, Merrill, and Bank of America prior to joining Huntleigh Advisors in 2024. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and retirement plans, offering asset management, model portfolio programs, a specialized MindShare small- and micro-cap strategy, and ERISA plan advisory services. The firm combines fundamental, technical, cyclical, and quantitative analysis in its investment approach, emphasizing a mix of model portfolios and customized management options.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Robert L

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Robert Link is a financial advisor with Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 66 licenses and bringing 49 years of industry experience. He has worked with Huntleigh Securities Corporation since 1997. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, retirement-plan services, and third-party manager solicitation. The firm employs a combination of fundamental, technical, charting, and quantitative methods, including a distinctive MindShare Small Companies program that targets micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Mark S

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Mark Schmitt is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding a Series 66 designation. He joined Huntleigh Advisors in 2025 after a 12-year tenure at Caleres, Inc. Outside of his advisory role, he serves as a paid committee member on the Shiloh Village Planning Commission in Shiloh, Illinois. Huntleigh Advisors, Inc. is an SEC-registered investment advisor that serves individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, retirement-plan services, and employs a combination of fundamental, technical, charting, and quantitative methods across its strategies, including the MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Scott R

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Scott Rich is a financial advisor at Huntleigh Advisors, Inc. with 26 years of industry experience. He has been with Huntleigh Advisors since 2016. Outside of his advisory role, he is an investor and provides business advice for chiropractic clinics through KRD Enterprises, LLC. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and employer retirement plans. The firm offers various asset management services, including discretionary and non-discretionary management, model portfolio programs, and a specialized MindShare small- and micro-cap strategy that combines fundamental research with investor sentiment and technical analysis.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

John K

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

John Kurusz is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, with 42 years of industry experience. He has been with Huntleigh Securities Corporation since 1995 and holds Series 63 and Series 65 licenses. Huntleigh Advisors, Inc. is an SEC-registered investment advisor offering discretionary and non-discretionary asset management, ERISA retirement-plan services, sub-advisory arrangements, and third-party manager solicitation. The firm serves individual, high-net-worth, charitable, trust, and business clients, employing a range of fundamental, technical, charting, and quantitative methods across its strategies, including its MindShare Small Companies program focused on micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Jerry C

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Jerry Costello II is a financial advisor at Huntleigh Advisors, Inc. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Huntleigh Securities Corporation since 2010. Outside of his advisory role, he serves as a director for the Illinois Department of Agriculture. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm offers discretionary and non-discretionary asset management, ERISA retirement-plan services, and employs a distinctive MindShare Small Companies program that combines investor-sentiment analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Brett M

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Brett Mudd is a financial advisor at Huntleigh Advisors, Inc. with seven years of industry experience. He holds a Series 66 designation and has worked previously at firms including Wells Fargo Clearing, Park Avenue Securities, and LPL Financial. Outside of his advisory role, he is involved as a restaurant manager and works as an independent contractor in real estate sales. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, and sub-advisory arrangements. The firm employs a variety of investment strategies, including its MindShare Small Companies program, which combines investor-sentiment/charting analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Justin E

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Justin Eggenberger is a financial advisor at Huntleigh Advisors, Inc. with 12 years of industry experience. He holds a Series 66 designation and has worked at Huntleigh Securities Corporation and Huntleigh Advisors, Inc. since 2021, and previously at Datatex Investment Services and K. W. Chambers & Co. Outside of advisory work, he is a teacher at Dwight Grade School and serves as a trustee for the Village of Dwight. He is also co-owner of Adventure Is Out There Travel LLC. Huntleigh Advisors, Inc. is an SEC-registered investment advisor offering discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation to individual, high-net-worth, charitable, trust, and business clients. The firm employs a variety of fundamental, technical, charting, and quantitative methods and operates the MindShare Small Companies program targeting micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Richard M

Series 63, Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Richard Morris is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 66 licenses with seven years of industry experience. His prior work includes roles at Wolfrum and Company, LLC, Huntleigh Securities Corporation, and Horizon Trust. Huntleigh Advisors serves individual clients, small businesses, charities, trusts, estates, and retirement plans with asset management, model portfolio programs, and specialized strategies such as the MindShare small- and micro-cap approach. The firm employs a combination of fundamental, technical, cyclical, and quantitative analysis across its offerings and reviews its model portfolios at least quarterly.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Kenneth C

ChFC®, Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

Kenneth Cohen is a financial advisor with Huntleigh Advisors, Inc. in St. Louis, MO, holding a ChFC® designation along with Series 63 and Series 65 licenses. He has 48 years of industry experience, including previous roles at UMB Financial Services, Inc., R.T. Jones Capital Equities, Inc., and Cutter & Company, Inc. Outside of his advisory work, Cohen volunteers as a foster child advocate with Voices for Children and is involved with Big Brother Big Sister charity in St. Louis. Huntleigh Advisors serves a diverse client base, including high-net-worth individuals, small businesses, charities, trusts, estates, and retirement plans. The firm uses model asset allocation portfolios and offers a specialized MindShare strategy that combines fundamental research with investor sentiment and technical analysis to seek long-term capital appreciation.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Jason C

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Jason Cooksey is a financial advisor at Huntleigh Advisors, Inc. in St. Louis, MO, holding a Series 66 designation with three years of industry experience. His prior work includes roles at Bank of America, Merrill, Ameriprise Financial Services, and USI Insurance Services. Huntleigh Advisors, Inc. is an SEC-registered investment advisor that provides discretionary and non-discretionary asset management, ERISA retirement-plan services, and third-party manager solicitation to individual, high-net-worth, charitable, trust, and business clients. The firm offers model portfolio programs and customized management, including a MindShare Small Companies program focused on micro-, small-, and mid-cap equities using a combination of investor sentiment, charting analysis, and fundamental research.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

Amanda W

Series 66

St. Louis, MO

Huntleigh Advisors, Inc.

Amanda Wolfrum is a financial advisor at Huntleigh Advisors, Inc. with 21 years of industry experience. She holds a Series 66 designation and has previously worked at Huntleigh Securities Corporation, Wolfrum Capital Management Group, Inc., Wolfrum and Company, LLC, Noyes Advisors LLC, and David A. Noyes & Company. Outside of her advisory role, she is a part-owner of Wolfrum Enterprises LLC, which holds an interest in CFG Supply, a distributor of products to nursing homes. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients. The firm provides discretionary and non-discretionary asset management, ERISA retirement-plan services, sub-advisory arrangements, and third-party manager solicitation, employing a range of fundamental, technical, charting, and quantitative investment strategies.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
user avatar

James S

Series 63, Series 65

St. Louis, MO

Huntleigh Advisors, Inc.

James Sanford is a financial advisor with Huntleigh Advisors, Inc. in St. Louis, MO, holding Series 63 and Series 65 licenses and bringing 43 years of industry experience. He has worked at Huntleigh Advisors since 2019 and has prior experience with Confi-Data LLC, Huntleigh Securities Corporation, and K. W. Chambers & Co. Outside of his advisory role, Sanford prepares tax returns and conducts insurance sales through a sole proprietorship, and he is also a partner and manager of a family farming and livestock partnership in Missouri. Huntleigh Advisors, Inc. is an SEC-registered investment advisor serving individual, high-net-worth, charitable, trust, and business clients with discretionary and non-discretionary asset management, ERISA retirement-plan services, sub-advisory, and third-party manager solicitation. The firm offers both model portfolio programs and customized management, featuring a MindShare Small Companies program that combines investor-sentiment analysis with fundamental research across micro-, small-, and mid-cap equities.

Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
View complete list of advisors at this office
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