Ingalls Investment Management, LLC logo

Ingalls Investment Management, LLC

Updated today

Client AUM

$6,821,257,073

Clients

4,245

Advisors

53

of 53 employees

About

Ingalls Investment Management provides discretionary and non‑discretionary investment advisory services to individuals, banks and other financial institutions, pension and profit‑sharing plans, trusts and estates, charitable organizations, corporations and private investment partnerships. The firm also acts as a sub‑adviser to other registered advisers, offers financial planning focused on asset allocation and third‑party manager selection, and serves as a portfolio consultant to a Unit Investment Trust and as manager in third‑party wrap programs.

The firm’s investment adviser representatives employ distinct asset‑management styles and generally manage accounts on a discretionary basis using fundamental, technical and cyclical analysis. Strategies discussed in the brochure range from long‑term equity holdings to shorter‑term trading, short sales, option writing and margin transactions, and Ingalls also handles private placements, limited partnership vehicles and held‑away account management through a third‑party platform (Pontera).

Noteworthy features compared with many peers include participation as the investment manager in third‑party sponsored wrap programs (receiving a portion of the wrap fee), operation of a donor‑advised fund program, and management of private investment partnerships that charge performance‑based fees. The brochure discloses a 2024 Virginia state order resolving an unregistered solicitation matter and describes the firm’s use of an affiliated broker‑dealer (Ingalls & Snyder, LLC) to execute client trades, which the firm identifies as a potential conflict of interest.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Active portfolio management Options & derivatives strategies Private / alternative investments

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Some clients pay fixed fees or combined fixed fee and percentage of AUM, specifics not stated

Percentage

$0+: up to 1.50% annually for equity or equity and fixed income portfolios $0+: up to 1.00% annually for fixed income portfolios only $0+: up to 1.00% annually for financial planning services primarily involving asset allocation and third-party manager selection

Commissions

Brokerage commissions charged separately when using affiliated broker-dealer (INGS)

Performance-based

Performance-based fees for certain Limited Partnership clients, e.g., up to 20% of net profits for Underhill Partners, 10-15% for IAS Alpha Partners with hurdles

Other

Account minimum: $100,000

Main office

1 Rockefeller Plaza, 7th Floor

New York NY 10020

Advisors at this office

53

Most active in

Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Also doing business as

2 X Wealth Group · 6 Th Avenue Team · Bridgehampton Group · Fundamental Equity Advisors · Ingalls Investment Management, LLC · Nobska Capital Management · Stewart Asset Management Team

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Adam J

Series 66

New York, NY

Ingalls Investment Management, LLC

Adam Janovic is a financial advisor at Ingalls Investment Management, LLC with 23 years of industry experience. He holds a Series 66 designation and has worked at Ingalls & Snyder LLC since 2002. Outside of his advisory role, he serves as trustee of several family and friends' trusts, dedicating limited time to these responsibilities. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and private investment partnerships. The firm employs varied asset management styles and manages accounts using fundamental, technical, and cyclical analysis across a broad range of strategies.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Thomas D

Series 63

New York, NY

Ingalls Investment Management, LLC

Thomas Ditosto is a financial advisor with Ingalls Investment Management, LLC in New York, NY, holding a Series 63 designation and bringing 37 years of industry experience. He has been with Ingalls and Snyder, LLC since 1996 and joined Ingalls Investment Management in 2026. Outside of his advisory role, he serves as a trustee of a family trust, a position he has held since 2012. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a wide range of clients, including individuals, institutions, and charitable organizations. The firm employs various asset-management styles and manages portfolios using fundamental, technical, and cyclical analysis, offering strategies that range from long-term equity holdings to more active trading techniques.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

James T

Series 66

New York, NY

Ingalls Investment Management, LLC

James Thatcher is a financial advisor with Ingalls Investment Management, LLC and holds a Series 66 designation. He has 15 years of industry experience, including 16 years at Ingalls & Snyder LLC. Outside of his advisory role, he serves as a trustee for four family trusts and one friend trust. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and offers services such as financial planning, portfolio consulting, and management of private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Marshall K

Series 63, Series 65

New York, NY

Ingalls Investment Management, LLC

Marshall Kaplan is a financial advisor at Ingalls Investment Management, LLC with 40 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at INGALLS & Snyder LLC and Morgan Stanley Distribution, Inc. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, and charitable organizations. The firm employs distinct asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies ranging from long-term equity holdings to shorter-term trading and option writing.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

John D

Series 63

New York, NY

Ingalls Investment Management, LLC

John Dougherty is a financial advisor with Ingalls Investment Management, LLC, holding a Series 63 designation and 37 years of industry experience. He has been with Ingalls and Snyder, LLC since 1991 and joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a broad client base including individuals, financial institutions, pension plans, trusts, charitable organizations, and corporations. The firm employs various asset-management styles with strategies ranging from long-term equity holdings to short-term trading and manages private investment partnerships, wrap programs, and donor-advised funds.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Sean M

Series 66

New York, NY

Ingalls Investment Management, LLC

Sean Meehan is a financial advisor at Ingalls Investment Management, LLC in New York, NY, holding a Series 66 designation with 20 years of industry experience. He has been with Ingalls & Snyder LLC since 2005 and joined Ingalls Investment Management in 2026. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a range of clients including individuals, financial institutions, pension plans, trusts, and charitable organizations. The firm employs multiple asset-management styles, offering strategies from long-term equity holdings to option writing and short-term trading, and participates in third-party wrap programs and private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Kenneth L

Series 63

New York, NY

Ingalls Investment Management, LLC

Kenneth Lee is a financial advisor at Ingalls Investment Management, LLC with four years of industry experience. He holds a Series 63 designation and previously worked at Tocqueville Securities L.P. He serves as a director on the board of Inuvo, Inc., a company engaged in advertising and marketing services. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a range of clients, including individuals, financial institutions, pension plans, and charitable organizations. The firm employs diverse asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies from long-term equity holdings to option writing and margin transactions.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Guy R

Series 63

New York, NY

Ingalls Investment Management, LLC

Guy Riegel is a financial advisor with Ingalls Investment Management, LLC, holding a Series 63 designation and over 44 years of industry experience. He has been associated with Ingalls & Snyder, LLC since 1982 and joined Ingalls Investment Management in 2026. Riegel serves as the trustee of several family and friends' trusts and manages the estate planning entity Pakeen LLC. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to individuals, financial institutions, pension plans, trusts, and other clients. The firm employs varied asset-management styles and offers services including financial planning, third-party manager selection, and portfolio consulting across multiple investment strategies.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Geoffrey H

Series 63, Series 65

New York, NY

Ingalls Investment Management, LLC

Geoffrey Hulme is a financial advisor at Ingalls Investment Management, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Steel Valley Advisors LLC and Gerber, LLC. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base that includes individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and strategies, ranging from long-term equity holdings to short-term trading, and offers services such as financial planning, portfolio consulting, and management of private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Lisa J

Series 63, Series 65

New York, NY

Ingalls Investment Management, LLC

Lisa James is a financial advisor at Ingalls Investment Management, LLC with eight years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Ingalls & Snyder LLC since 2017. Prior to her advisory career, she was involved in design and development through her own business, Lisa James Design & Development, from 2014 to 2017. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a broad client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs multiple asset-management styles and manages accounts on a discretionary basis using various analytical approaches, offering services that range from long-term equity holdings to trading and private investment partnership management.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

John H

Series 63, Series 66

New York, NY

Ingalls Investment Management, LLC

John Hughes is a financial advisor at Ingalls Investment Management, LLC with 15 years of industry experience. He holds Series 63 and Series 66 designations. His career includes roles at Ingalls & Snyder LLC, Integrated AG, Bank of America, and Merrill. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to individuals, financial institutions, pension plans, trusts, charitable organizations, corporations, and private investment partnerships. The firm employs various asset-management styles, managing accounts primarily on a discretionary basis using fundamental, technical, and cyclical analysis.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Christian P

Series 63, Series 65

New York, NY

Ingalls Investment Management, LLC

Christian Park is a financial advisor at Ingalls Investment Management, LLC in New York, NY, holding Series 63 and Series 65 licenses with 26 years of industry experience. He has been with Ingalls Investment Management since 2026 and previously worked at Ingalls & Snyder, LLC beginning in 2013. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a broad range of clients including individuals, financial institutions, pension plans, and charitable organizations. The firm employs diverse asset-management strategies and participates in third-party wrap programs, donor-advised fund operations, and private investment partnerships.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Alice M

Series 63

New York, NY

Ingalls Investment Management, LLC

Alice Mclean is a financial advisor with Ingalls Investment Management, LLC, holding a Series 63 designation and 24 years of industry experience. She has been with Ingalls Investment Management since 2026 and previously with Ingalls & Snyder LLC for 25 years. Outside of her advisory work, she is a group fitness instructor at Club Fit and Town Sports International Holdings. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a diverse client base, including individuals, financial institutions, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies ranging from long-term equity holdings to short-term trading and option writing.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Michael N

Series 63

New York, NY

Ingalls Investment Management, LLC

Michael Nelson is a financial advisor at Ingalls Investment Management, LLC with eight years of industry experience. He holds the Series 63 designation and has been with Ingalls Investment Management since 2026, following over a decade at Ingalls & Snyder LLC. Ingalls Investment Management provides discretionary and non-discretionary investment advisory services to a variety of clients including individuals, financial institutions, and charitable organizations. The firm employs diverse asset-management styles and manages accounts using fundamental, technical, and cyclical analysis across a range of strategies from long-term equity holdings to short-term trading and option writing.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
user avatar

Deborah R

New York, NY

Ingalls Investment Management, LLC

Deborah Ryan is a financial advisor at Ingalls Investment Management, LLC with seven years of industry experience. She has been with Ingalls Investment Management since 2026 and previously worked at Ingalls & Snyder LLC beginning in 2017. Prior to her finance career, she worked at Hunter Steak House from 2015 to 2017. Ingalls Investment Management provides investment advisory services to a diverse client base including individuals, financial institutions, pension plans, and charitable organizations. The firm employs various asset-management styles and manages accounts using fundamental, technical, and cyclical analysis, offering strategies that range from long-term equity holdings to option writing and short-term trading.

Active portfolio management Options & derivatives strategies Private / alternative investments Founder/Business Owner Executive
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