Ingalls Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$6,821,257,073
Clients
4,245
Advisors
53
of 53 employees
About
Ingalls Investment Management provides discretionary and non‑discretionary investment advisory services to individuals, banks and other financial institutions, pension and profit‑sharing plans, trusts and estates, charitable organizations, corporations and private investment partnerships. The firm also acts as a sub‑adviser to other registered advisers, offers financial planning focused on asset allocation and third‑party manager selection, and serves as a portfolio consultant to a Unit Investment Trust and as manager in third‑party wrap programs.
The firm’s investment adviser representatives employ distinct asset‑management styles and generally manage accounts on a discretionary basis using fundamental, technical and cyclical analysis. Strategies discussed in the brochure range from long‑term equity holdings to shorter‑term trading, short sales, option writing and margin transactions, and Ingalls also handles private placements, limited partnership vehicles and held‑away account management through a third‑party platform (Pontera).
Noteworthy features compared with many peers include participation as the investment manager in third‑party sponsored wrap programs (receiving a portion of the wrap fee), operation of a donor‑advised fund program, and management of private investment partnerships that charge performance‑based fees. The brochure discloses a 2024 Virginia state order resolving an unregistered solicitation matter and describes the firm’s use of an affiliated broker‑dealer (Ingalls & Snyder, LLC) to execute client trades, which the firm identifies as a potential conflict of interest.
Client services
Expertise
Occupation focus
Fee options
Some clients pay fixed fees or combined fixed fee and percentage of AUM, specifics not stated
$0+: up to 1.50% annually for equity or equity and fixed income portfolios $0+: up to 1.00% annually for fixed income portfolios only $0+: up to 1.00% annually for financial planning services primarily involving asset allocation and third-party manager selection
Brokerage commissions charged separately when using affiliated broker-dealer (INGS)
Performance-based fees for certain Limited Partnership clients, e.g., up to 20% of net profits for Underhill Partners, 10-15% for IAS Alpha Partners with hurdles
Account minimum: $100,000
Main office
1 Rockefeller Plaza, 7th Floor
New York NY 10020
Advisors at this office
53
Most active in
Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Also doing business as
2 X Wealth Group · 6 Th Avenue Team · Bridgehampton Group · Fundamental Equity Advisors · Ingalls Investment Management, LLC · Nobska Capital Management · Stewart Asset Management Team
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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