A complete list of active advisors currently associated with Investments & Financial Planning, LLC

Warmer can help you find a great advisor at Investments & Financial Planning, LLC or one who fits your needs even better.

Investments & Financial Planning, LLC provides portfolio management and financial planning services primarily to individual clients, including high-net-worth individuals, and to charitable organizations. The firm offers discretionary management using mutual funds and ETFs and also provides single-subject and ongoing financial planning and consulting services. The firm’s investment approach centers on creating diversified portfolios largely through the American Funds family of mutual funds and ETF selections, with discretionary authority to implement model allocations on behalf of clients. It also uses third‑party technology — including Pontera for held-away and workplace retirement accounts and AdvicePay for electronic billing — to monitor and rebalance accounts and facilitate fee collection without taking custody of client assets. Notable features that distinguish the firm from many peers include a high client-to-advisor load (two advisors serving roughly 750 clients), sponsorship of a wrap‑fee program that runs on Charles Schwab execution, and the presence of affiliated personnel who are licensed insurance agents and may earn commissions on insurance sales. The firm also accesses custodian-sponsored educational conferences and events through Schwab and maintains direct account relationships with American Funds, which shape its operational and service model.

To learn more about the advisors currently working at Investments & Financial Planning, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.