Great Neck, NY Office
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Level Four Advisory Services
Multi-team
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About
Level Four Advisory Services is an SEC‑registered enterprise investment adviser that manages roughly $6.5 billion and serves individuals (including high‑net‑worth clients), corporations, retirement plans, and state and municipal entities. The firm offers financial planning, ongoing asset and portfolio management, retirement‑plan consulting and fiduciary 3(38) services for pooled employer plans, and introduces clients to third‑party money managers and wrap‑fee programs.
LFAS typically implements client mandates through model portfolios and a mix of firm‑sponsored wrap platforms (Managed Assets, Participant Asset Management and the ICA Platform) or through unaffiliated sub‑advisors, including its affiliate Level Four Capital Management. Operationally it relies on multiple custodians and third‑party providers — SS&C Black Diamond for reporting and administration, Raymond James/ICA for platform services and CAIS for alternative‑investment access — and discloses program‑level rather than individualized holdings for model accounts.
Compared with many peers, LFAS’s corporate structure and offerings are noteworthy: it is affiliated with a broker‑dealer and an affiliated national trust/banking entity and provides services tied to municipal and tax‑exempt strategies (including municipal fixed‑income portfolios and plan fiduciary services), arrangements that are less common among similarly sized enterprise advisers. Those ownership and custody relationships, together with platform arrangements (Raymond James, Schwab, Fidelity and a Betterment option for Solo 401(k) custody) affect how the firm makes program, sub‑adviser and custody options available to clients and are disclosed as part of its conflict‑of‑interest and operational oversight framework.
Based on Level Four Advisory Services
Expertise
Based on Level Four Advisory Services
Location
98 Cutter Mill Road, Suite 273 South
Great Neck NY 11021
Advisors at this office
3
Advisors at this office
Louis O
CFP®, Series 63
Great Neck, NY
Level Four Advisory Services
Louis Orgera is a CFP® with 30 years of experience in the financial services industry. He currently serves as an advisor at Level Four Advisory Services and has prior experience at Mid Atlantic Securities, Inc. and operates a CPA practice focused on tax services for small businesses and individuals. Additionally, he acts as an executor for an estate and is involved in selling life insurance on a limited basis. Level Four Advisory Services is an SEC-registered enterprise investment adviser managing over $5 billion across more than 13,800 client relationships. The firm serves a diverse client base with fee-only financial planning, asset management, and retirement plan advisory services, employing model portfolios managed internally or through sub-advisers and third-party managers.
James L
Series 66
Great Neck, NY
Level Four Advisory Services
James Lee is a financial advisor at Level Four Advisory Services with 17 years of industry experience. He holds the Series 66 designation and has worked at Mid-Atlantic Securities, Inc. for 18 years before joining Level Four Advisory Services and Level Four Financial in 2022. Lee has also been affiliated with Queens College since 2006. Level Four Advisory Services is an SEC-registered enterprise investment adviser managing approximately $5.32 billion across 115 advisors and over 13,800 client relationships. The firm serves a diverse client base with fee-only financial planning, asset management, third-party manager referrals, and retirement plan advisory services, utilizing tailored model portfolios and integrated financial capabilities.
Brian E
CFP®, Series 63, Series 65
Great Neck, NY
Level Four Advisory Services
Brian Early is a CFP® professional with 32 years of industry experience. He is currently with Level Four Advisory Services and has previously worked at Mid Atlantic Securities, Inc. for 25 years and Brown & Overton for over 30 years. Outside of advisory work, he is also licensed as an insurance agent, focusing on life, disability, and fixed and variable insurance products. Level Four Advisory Services is an SEC-registered enterprise investment adviser managing approximately $5.32 billion across 115 advisors and serving individual investors, retirement plans, corporations, and nonprofit entities. The firm offers fee-only financial planning, asset management, and retirement plan advisory services, utilizing model portfolios and a combination of direct management and sub-advisory relationships.
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