Lynch & Associates
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$794,363,651
Clients
681
Advisors
7
across 2 offices
About
LYNCH & Associates provides ongoing investment supervisory services and consulting to a mix of individual clients (both non-high-net-worth and high-net-worth), pension and profit-sharing plans, charitable organizations and corporate clients. The firm operates as a team of seven advisors and manages roughly $831 million in client assets across discretionary and non-discretionary accounts for about 681 clients.
The firm combines fundamental and technical analysis (including charting, cyclical and qualitative methods), mutual fund/ETF analysis and asset-allocation approaches, and implements both long- and short-term trading strategies; accounts are reviewed at least monthly and clients receive quarterly reports. With client approval and appropriate margin documentation, LYNCH & Associates may use borrowed funds to purchase securities in separately managed accounts, and it discloses margin transactions and related risks in its policies.
Operationally, the firm uses block trading and trade aggregation and maintains a platform arrangement with National Financial Services LLC and Fidelity that provides custody, execution, administrative support and research. It also discloses limited circumstances of constructive custody — including standing letters of authorization and direct retirement-account access via client-provided login credentials — and conducts independent “surprise” audits for accounts accessed in that way, indicating specific operational controls prospective clients may want to review.
Client services
Expertise
Fee options
Less than $500,000 - $500,000: Stocks: 1.10% Less than $500,000 - $500,000: Fixed Income: 0.65% Less than $500,000 - $500,000: Balanced: 1.00% Less than $500,000 - $500,000: Funds: 0.75% $500,001 - $1,000,000: Stocks: 1.00% $500,001 - $1,000,000: Fixed Income: 0.60% $500,001 - $1,000,000: Balanced: 0.90% $500,001 - $1,000,000: Funds: 0.75% $1,000,001 - $2,000,000: Stocks: 0.90% $1,000,001 - $2,000,000: Fixed Income: 0.55% $1,000,001 - $2,000,000: Balanced: 0.80% $1,000,001 - $2,000,000: Funds: 0.50% $2,000,001 - $3,000,000: Stocks: 0.80% $2,000,001 - $3,000,000: Fixed Income: 0.50% $2,000,001 - $3,000,000: Balanced: 0.70% $2,000,001 - $3,000,000: Funds: 0.50% $3,000,001 - $5,000,000: Stocks: 0.70% $3,000,001 - $5,000,000: Fixed Income: 0.45% $3,000,001 - $5,000,000: Balanced: 0.60% $3,000,001 - $5,000,000: Funds: 0.50% $5,000,001 - $10,000,000: Stocks: 0.60% $5,000,001 - $10,000,000: Fixed Income: 0.40% $5,000,001 - $10,000,000: Balanced: 0.50% $5,000,001 - $10,000,000: Funds: 0.45% $10,000,001 - $50,000,000: Stocks: 0.50% $10,000,001 - $50,000,000: Fixed Income: 0.35% $10,000,001 - $50,000,000: Balanced: 0.40% $10,000,001 - $50,000,000: Funds: 0.40% Over $50,000,000+: Stocks: 0.40% Over $50,000,000+: Fixed Income: 0.30% Over $50,000,000+: Balanced: 0.30% Over $50,000,000+: Funds: 0.35%
$250 per hour for Consulting Services
Fee-only: Consulting Services charged at $250 per hour
Main office
See office10644 Newburgh Rd, Sr 662
Newburgh IN 47630-8845
Advisors at this office
4
Offices (2)
Most active in
California · Florida · Illinois · Indiana · Kentucky · Louisiana · Minnesota · North Carolina · Tennessee · Texas
Also doing business as
Lynch & Associates · Lynch & Associates Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Thomas L
Series 63
Newburgh, IN
Lynch & Associates
Thomas Lynch is a financial advisor with LYNCH & Associates in Newburgh, IN, holding a Series 63 designation and 27 years of industry experience. He has been with LYNCH & Associates since 1994. Lynch also serves as a trustee for the Anthem Trust Fund. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement various investment strategies, including the use of margin in managed accounts.
Kenneth P
Series 65
Newburgh, IN
Lynch & Associates
Kenneth Parker is a financial advisor at LYNCH & Associates with 27 years of industry experience. He holds a Series 65 designation and is based in Newburgh, Indiana. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, including high-net-worth clients, pension and profit-sharing plans, charitable organizations, and businesses. The firm uses a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, with notable features including the use of margin in managed accounts and specific custody and trading practices.
Matthew H
Series 63, Series 65
Newburgh, IN
Lynch & Associates
Matthew Hampton is a financial advisor at LYNCH & Associates with 17 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Scottrade Inc for six years. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm uses a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including asset allocation and mutual fund/ETF selection.
Joseph B
Series 65
Newburgh, IN
Lynch & Associates
Joseph Berry is a financial advisor at LYNCH & Associates with four years of industry experience. He holds a Series 65 designation and previously worked for Warrick County School Corp for ten years. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including asset allocation and mutual fund/ETF selection.
Ryan L
CFP®, ChFC®, Series 65
Newburgh, IN
Lynch & Associates
Ryan Lynch is a CFP®, ChFC®, and Series 65-registered advisor with 27 years of industry experience. He has been with Lynch & Associates since 1995. Lynch & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including asset allocation and mutual fund/ETF selection.
Evan L
Series 65
Newburgh, IN
Lynch & Associates
Evan Lynch is a financial advisor at Lynch & Associates in Newburgh, IN, holding a Series 65 designation with three years of industry experience. He has been with Lynch & Associates since 2020 and previously was a student for seven years. Lynch & Associates is a team of seven advisors providing investment supervisory services and consulting to individuals, pension and profit-sharing plans, charitable organizations, and corporate clients. The firm employs a combination of fundamental and technical analysis and manages approximately $831 million in client assets.
James L
ChFC®, Series 65
Newburgh, IN
Lynch & Associates
James Lynch is a financial advisor at LYNCH & Associates with 6 years of industry experience. He holds the ChFC® designation and Series 65 license and has been with LYNCH & Associates since 2003. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including the use of margin in managed accounts with client approval.
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