New York, NY East 42nd Street Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Modera Wealth Management, LLC
Multi-team
Firm-wide stats for Modera Wealth Management, LLC
About
Modera Wealth Management, LLC provides wealth management, portfolio management, retirement plan consulting, and stand‑alone financial planning to a mix of individuals (including high‑net‑worth clients), trusts, corporations, and plan sponsors. The firm also offers tax planning and preparation, trust services and business coaching — capabilities expanded by an asset purchase of Ferrentino & Associates LLC in July 2025 that added accounting and tax return services for individuals and small businesses.
Investment strategy is centered on diversified asset allocation using the principles of Modern Portfolio Theory, with portfolios built across mutual funds, exchange‑traded funds and, when appropriate, individual equities and fixed income. Modera tilts equity exposure toward small‑cap and value factors, may allocate to Independent Managers, can recommend private placements for accredited or qualified purchasers, and uses option strategies (covered calls and collars) to manage concentrated positions.
Modera’s combination of enterprise‑scale advisory operations (roughly $17.7 billion in regulatory AUM and over 100 advisors) with an in‑house accounting/tax capability is uncommon among peers. The firm also pairs traditional investment management with ancillary services — including business coaching, some advisers serving as personal trustees, and automated class‑action claim filing through a third‑party provider — creating an integrated adviser/accountant service model that is atypical at this scale.
Based on Modera Wealth Management, LLC
Expertise
Based on Modera Wealth Management, LLC
Location
122 East 42nd Street, Suite 1714
New York NY 10168
Advisors at this office
4
Advisors at this office
Joshua M
Series 65
New York, NY
Modera Wealth Management, LLC
Joshua Marans is a financial advisor at Modera Wealth Management, LLC in New York, NY, holding a Series 65 designation. He joined Modera in 2026 and previously worked in retail and apparel companies including PVH and The Gap. Modera Wealth Management provides wealth management, portfolio management, retirement plan consulting, and financial planning services to individuals, trusts, corporations, and plan sponsors. The firm emphasizes diversified asset allocation and combines investment management with in-house accounting, tax services, and business coaching.
Thomas A
CFP®, Series 65
New York, NY
Modera Wealth Management, LLC
Thomas Ausfahl is a CFP® professional with 16 years of experience in financial advising. He has worked at Modera Wealth Management, LLC since 2022 and previously spent 11 years at Greystone Wealth Advisors LLC. Ausfahl serves as secretary and membership director for the Financial Planning Association’s Greater Hudson Valley Chapter. Modera Wealth Management, LLC provides wealth management, portfolio management, retirement plan consulting, and financial planning services to individuals, trusts, corporations, and plan sponsors. The firm employs a diversified asset allocation strategy based on Modern Portfolio Theory and combines enterprise-scale advisory operations with in-house accounting and tax services to offer an integrated adviser and accountant service model.
Michael G
CFP®, Series 66
New York City, NY
Modera Wealth Management, LLC
Michael Gibney is a CFP® with 22 years of industry experience. He has been with Modera Wealth Management, LLC since 2016. Modera Wealth Management provides wealth management, portfolio management, retirement plan consulting, and financial planning to individuals, trusts, corporations, and plan sponsors. The firm integrates investment management with tax, accounting, and business coaching services, employing diversified asset allocation strategies based on Modern Portfolio Theory.
Elizabeth B
CFP®, Series 66
New York, NY
Modera Wealth Management, LLC
Elizabeth Brozena is a CFP® with 11 years of industry experience, currently serving as a financial advisor at Modera Wealth Management, LLC since 2022. She previously worked at Greystone Wealth Advisors, LLC and Wells Fargo. Modera Wealth Management provides wealth management, portfolio management, retirement plan consulting, and financial planning services to individuals, trusts, corporations, and plan sponsors. The firm employs a diversified asset allocation strategy based on Modern Portfolio Theory and combines investment management with in-house accounting, tax services, and business coaching.
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