Hauppauge, NY Office
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Prosperity Capital Advisors
Multi-team
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About
Prosperity Capital Advisors is an SEC‑registered enterprise adviser that provides financial planning, consulting and discretionary investment management to a mix of clients, including individual and high‑net‑worth investors, corporations, trustees, retirement plans, broker/dealer customers and Separate Advisors. The firm also acts as a Turnkey Asset Manager Program (TAMP), sub‑advisor and strategist for other RIAs and offers separately managed accounts and retirement plan services.
Investment management is centered on model‑based, asset‑allocation strategies and ongoing portfolio supervision, using core and specialized model suites from providers such as BlackRock, Dimensional and Vanguard, along with advisor‑directed portfolios, signal‑based relationships and third‑party sub‑advisors. Portfolios are generally managed to model targets (with periodic rebalancing and tax‑aware options) rather than tailored security‑level management for each individual client, and the firm discloses use of alternatives, structured products and private offerings through third‑party platforms.
The brochure discloses several uncommon features for an enterprise adviser: certain supervised persons are also registered representatives of unaffiliated broker‑dealers and licensed insurance agents, and some are credentialed tax professionals (CPAs or Enrolled Agents), creating potential conflicts of interest that the firm addresses in its disclosures. Prosperity’s platform also includes model allocations that can contain real‑estate exposures and makes alternative/private real‑estate and structured investments available via platforms like iCapital, while affiliative arrangements (for example with an insurance marketing affiliate and enterprise revenue‑sharing programs) are disclosed as part of its operating model.
Based on Prosperity Capital Advisors
Expertise
Based on Prosperity Capital Advisors
Location
1393 Veterans Memorial Highway, Suite 312 N
Hauppauge NY 11788
Advisors at this office
3
Advisors at this office
Sal D
Series 63, Series 66
Hauppauge, NY
Prosperity Capital Advisors
Sal Disalvo is a financial advisor at Prosperity Capital Advisors with 34 years of industry experience. He holds Series 63 and Series 66 licenses and has worked with firms including Cetera Advisor Networks LLC and Income for Life, LLC. Outside of advisory work, Mr. Disalvo is an author with book sales on Amazon. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to a diverse client base that includes individuals, businesses, charities, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach utilizing mutual funds, ETFs, SMAs, and alternative solutions across various platforms.
James D
Series 65
Hauppauge, NY
Prosperity Capital Advisors
James De Lucia is a financial advisor at Prosperity Capital Advisors with one year of industry experience. He holds a Series 65 designation and has worked at Quest Capital & Risk Management, Inc. and related advisory businesses since 2023. Outside of his advisory roles, he was involved with Snapper Inn, LLC for three years. Prosperity Capital Advisors is an SEC-registered enterprise adviser serving individuals, high-net-worth investors, corporations, trustees, and retirement plans. The firm employs model-based, asset-allocation strategies with ongoing portfolio supervision, utilizing core and specialized model suites from providers such as BlackRock, Dimensional, and Vanguard, as well as advisor-directed and third-party sub-advised portfolios.
Marie M
Series 63
Hauppauge, NY
Prosperity Capital Advisors
Marie Madarasz is a financial advisor at Prosperity Capital Advisors with eight years of industry experience. She holds a Series 63 designation and has worked at Cetera Advisor Networks LLC and C2P Capital Advisory Group, LLC before her current roles. Ms. Madarasz is a presenter and educator on tax-related topics for continuing professional education credits and is a co-author of a book available on Amazon. Prosperity Capital Advisors provides financial planning, consulting, and discretionary investment management to individuals, corporate clients, charitable organizations, and retirement plan sponsors. The firm employs a model-driven, multi-sleeved investment approach using mutual funds, ETFs, and alternative solutions, and offers institutional and sub-advisory services.
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