A complete list of active advisors currently associated with R.D. Smothers Wealth Management

Warmer can help you find a great advisor at R.D. Smothers Wealth Management or one who fits your needs even better.

R.D. Smothers Wealth Management advises individuals, families, trusts, estates, retirement plans, corporations and nonprofit clients, offering discretionary and non‑discretionary portfolio management, financial planning, and hourly consulting services. The firm also recommends third‑party money managers and provides access to model portfolios through a sub‑advisory arrangement with AE Wealth Management and select American Funds options. The firm begins client relationships by developing a Financial Profile and an Investment Plan to reflect each client’s goals and risk tolerance, then implements those plans through a mix of model portfolios and customized allocations, with discretionary authority available when granted. Investment strategies described in the brochure range from long‑ and short‑term equity positions to the use of ETFs, mutual funds, options, margin, private placements and other instruments, and the firm monitors performance of any recommended third‑party managers. Distinctive features disclosed in the brochure include an affiliated insurance business (RDS Insurance Group) and representatives who are licensed insurance agents and retain commission‑based compensation for insurance sales, a practice the firm identifies as a potential conflict of interest. The firm is a small, supported practice with about $75 million in assets under management, is in the process of transitioning from a branch arrangement to independent RIA status, and discloses an affiliated real estate entity that the owner does not recommend to clients.

To learn more about the advisors currently working at R.D. Smothers Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.