Rockworth Investment Services LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides continuous, discretionary portfolio and asset management to individuals (including retirement accounts), corporate pension and profit-sharing plans, and trusts, and will work with clients’ other advisors on implementation as needed. It charges fees based on a percentage of assets under management and states it does not impose account minimums.
The firm follows an active, tactical approach that favors ETFs and individual stocks over mutual funds to avoid internal fund fees and to allow intraday trading and quicker rebalancing. Accounts are monitored frequently — the brochure describes monitoring throughout the day, use of stop-losses when appropriate, and portfolio adjustments across sectors in response to market developments.
Noteworthy among peers, the firm recently amended its ADV (January 15, 2026) to update discretionary and non-discretionary AUM and to add explicit disclosure of political risk, constituting a material disclosure event that is uncommon for independent advisers. The brochure also highlights the manager’s real‑estate background and the firm’s ability to assist clients who hold real estate in IRAs, and it reports no disciplinary history.
Client services
Expertise
Fee options
$0 - $25,000: 2.00% $25,001 - $49,999: 1.25% $50,000+: 1.00%
Fee-only: Fees based on a percentage of assets managed, deducted monthly in arrears, no commissions or other financial rewards received.
Main office
115 Odell Hill Road
Center Conway NH 03813-4411
Advisors at this office
1
Most active in
Maine · New Hampshire
Also doing business as
Ainsworth, Janice G. · Rockworth Investment Services LLC · Vision Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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