A complete list of active advisors currently associated with Rockworth Investment Services LLC

Warmer can help you find a great advisor at Rockworth Investment Services LLC or one who fits your needs even better.

The firm provides continuous, discretionary portfolio and asset management to individuals (including retirement accounts), corporate pension and profit-sharing plans, and trusts, and will work with clients’ other advisors on implementation as needed. It charges fees based on a percentage of assets under management and states it does not impose account minimums. The firm follows an active, tactical approach that favors ETFs and individual stocks over mutual funds to avoid internal fund fees and to allow intraday trading and quicker rebalancing. Accounts are monitored frequently — the brochure describes monitoring throughout the day, use of stop-losses when appropriate, and portfolio adjustments across sectors in response to market developments. Noteworthy among peers, the firm recently amended its ADV (January 15, 2026) to update discretionary and non-discretionary AUM and to add explicit disclosure of political risk, constituting a material disclosure event that is uncommon for independent advisers. The brochure also highlights the manager’s real‑estate background and the firm’s ability to assist clients who hold real estate in IRAs, and it reports no disciplinary history.

To learn more about the advisors currently working at Rockworth Investment Services LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.