A complete list of active advisors currently associated with Sage, Rutty & Co., Inc.

Warmer can help you find a great advisor at Sage, Rutty & Co., Inc. or one who fits your needs even better.

Sage Rutty & Co., Inc. serves a mix of individual and institutional clients — including pension and profit-sharing plans — through advisory, financial planning, and wrap-fee platforms. The firm reports about $3.9 billion in regulatory assets under management across 8,685 accounts and 45 advisors (roughly 190 accounts per advisor), and provides both comprehensive planning and portfolio management services common to multi-advisor firms. The firm offers multiple program structures and custodial relationships (First Clearing, SEI and Schwab) and operates a salaried Financial Planning Department that produces fixed-fee comprehensive plans alongside advisor-led investment management. Sage Rutty manages accounts on both discretionary and non-discretionary bases, uses fundamental, technical and cyclical analysis and supports qualified retirement plan work (including a QRP offering and use of a held‑away account platform). Noteworthy distinctions in the brochure include the firm’s longstanding broker‑dealer registration and staff dual registrations, a materially large non‑discretionary asset base (approximately $1.7 billion versus about $2.2 billion discretionary), and procedures for held‑away plan management and private placement recommendations. The brochure also describes operational practices that can be atypical for peers — for example, the firm’s use of a third‑party order management tool for held‑away balances, its role in certain placement activities, and an annual surprise custody audit tied to its limited instances of “inadvertent custody.”

To learn more about the advisors currently working at Sage, Rutty & Co., Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.