SeaCrest Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,503,355,979
Clients
1,475
Advisors
35
across 22 offices
About
Seacrest Wealth Management is an SEC-registered, multi-advisor wealth management firm that serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, charitable organizations and businesses. The firm provides comprehensive financial planning, investment management (discretionary and non‑discretionary), retirement‑plan advisory and consulting services and manages roughly $1.53 billion through a team of advisers.
Seacrest generally pursues a customized, long‑term investment approach that blends fundamental and technical analysis and can include mutual funds, ETFs, individual securities, alternatives and allocations to independent managers. The firm uses internally developed and third‑party artificial‑intelligence tools as decision‑support (with human review), provides both 3(21) and 3(38) retirement plan services, and may recommend custodian‑sourced lending solutions (pledged‑asset lines) or other specialized products as part of planning.
Distinctive elements in the brochure include the recent addition of divorce mediation services delivered by a Certified Divorce Financial Analyst, the ability to recommend corporate trust services through its custodian’s trust company, and participation in pledged‑asset lending programs. The firm also discloses relationships that can create conflicts of interest—including broker‑dealer and insurance affiliations and participation in institutional custodian platforms that provide economic benefits to the firm—and reported a December 2024 SEC settlement involving supervision failures that resulted in a censure and a $375,000 civil penalty.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning and consulting services may be offered on a fixed fee basis; fees negotiable depending on complexity.
Certain advisory persons earn commissions as registered representatives and insurance professionals; these commissions are separate and in addition to advisory fees.
Financial planning and consulting services offered on an hourly basis; fees negotiable and estimated prior to engagement.
Main office
See office3000 Westchester Avenue, Suite 206
Purchase NY 10577
Advisors at this office
8
Offices (22)
Purchase, NY
3000 Westchester Avenue Suite 206, Purchase, NY 10577
8 advisors
Medford, OR
3255 Hillcrest Park Drive Suite 108, Medford, OR 97504
3 advisors
Rapid City, SD
219 Founders Park Drive Suite 4, Rapid City, SD 57701
3 advisors
Greenville, SC
1990 Augusta Street Suite 202, Greenville, SC 29605
2 advisors
San Francisco, CA Montgomery Street
505 Montgomery Street, San Francisco, CA 94111
2 advisors
Most active in
Arizona · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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