SeaCrest Wealth Management, LLC logo

SeaCrest Wealth Management, LLC

Updated today

Client AUM

$1,503,355,979

Clients

1,475

Advisors

35

across 22 offices

About

Seacrest Wealth Management is an SEC-registered, multi-advisor wealth management firm that serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, charitable organizations and businesses. The firm provides comprehensive financial planning, investment management (discretionary and non‑discretionary), retirement‑plan advisory and consulting services and manages roughly $1.53 billion through a team of advisers.

Seacrest generally pursues a customized, long‑term investment approach that blends fundamental and technical analysis and can include mutual funds, ETFs, individual securities, alternatives and allocations to independent managers. The firm uses internally developed and third‑party artificial‑intelligence tools as decision‑support (with human review), provides both 3(21) and 3(38) retirement plan services, and may recommend custodian‑sourced lending solutions (pledged‑asset lines) or other specialized products as part of planning.

Distinctive elements in the brochure include the recent addition of divorce mediation services delivered by a Certified Divorce Financial Analyst, the ability to recommend corporate trust services through its custodian’s trust company, and participation in pledged‑asset lending programs. The firm also discloses relationships that can create conflicts of interest—including broker‑dealer and insurance affiliations and participation in institutional custodian platforms that provide economic benefits to the firm—and reported a December 2024 SEC settlement involving supervision failures that resulted in a censure and a $375,000 civil penalty.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning

Occupation focus

Founder/Business Owner Executive

Demographic focus

Approaching retirement

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Fee options

Fixed

Financial planning and consulting services may be offered on a fixed fee basis; fees negotiable depending on complexity.

Commissions

Certain advisory persons earn commissions as registered representatives and insurance professionals; these commissions are separate and in addition to advisory fees.

Project-based

Financial planning and consulting services offered on an hourly basis; fees negotiable and estimated prior to engagement.

Main office

See office

3000 Westchester Avenue, Suite 206

Purchase NY 10577

Advisors at this office

8

Most active in

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Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Raymond P

Series 63, Series 65

Purchase, NY

SeaCrest Wealth Management, LLC

Raymond Pruzinsky is an investment advisor representative with SeaCrest Wealth Management, LLC, holding Series 63 and Series 65 credentials and possessing 44 years of industry experience. He has worked at SeaCrest Wealth Management since 2016 and previously held positions at Wells Fargo Clearing and A.G. Edwards & Sons, Inc. In addition to his advisory roles, he is also licensed to provide non-variable insurance policies to clients. SeaCrest Wealth Management is an SEC-registered, multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm offers comprehensive financial planning and investment management using a customized, long-term approach that incorporates both fundamental and technical analysis.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Benjamin B

Series 66

Medford, OR

SeaCrest Wealth Management, LLC

Benjamin Brainard is a financial advisor with SeaCrest Wealth Management, LLC in Medford, OR. He holds a Series 66 designation and has 25 years of industry experience. He has worked at PURSHE KAPLAN STERLING INVESTMENTS, Inc. and SeaCrest Wealth Management since 2009. Outside of finance, he owns and operates a greenhouse farm and organizes cycling events through an event promotion business. SeaCrest Wealth Management is an SEC-registered, multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm offers comprehensive financial planning and investment management services using a long-term approach that combines fundamental and technical analysis and incorporates artificial intelligence tools.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Carter H

Series 65

Rapid City, SD

SeaCrest Wealth Management, LLC

Carter Howell is a financial advisor with SeaCrest Wealth Management, LLC, holding a Series 65 designation and currently based in Rapid City, SD. He has one year of industry experience and prior work experience includes positions with the Atlanta Braves and San Francisco Giants. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses with comprehensive financial planning and investment management services. The firm employs a customized, long-term investment strategy that integrates fundamental and technical analysis and utilizes artificial intelligence tools to support decision-making.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Jeffrey M

CFP®, CFA®, Series 63, Series 65, Series 66

Rapid City, SD

SeaCrest Wealth Management, LLC

Jeffrey Meyer is a financial advisor at SeaCrest Wealth Management, LLC in Rapid City, SD, holding CFP® and CFA® designations with 25 years of industry experience. He has been with SeaCrest Investment Management and Seacrest Wealth Management since 2008. Meyer is actively involved in community organizations, serving as Grand Knight for the Knights of Columbus Council 1849 and participating on several nonprofit boards including the Cheyenne River Youth Project and the South Dakota Children’s Home Foundation. SeaCrest Wealth Management is a multi-advisor firm managing approximately $1.53 billion, serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach that integrates fundamental and technical analysis, utilizing both traditional and alternative investments along with artificial intelligence tools for decision support.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Charles D

CFA®

Kennebunk, ME

SeaCrest Wealth Management, LLC

Charles Dwight is a CFA® charterholder with 13 years of industry experience. He is currently affiliated with SeaCrest Wealth Management, LLC and also spends approximately half of his time as an investment advisor representative at the Ontario Securities Commission. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach that integrates fundamental and technical analysis and uses both internally developed and third-party artificial intelligence tools to support decision-making.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Claudia R

Series 66

San Francisco, CA

SeaCrest Wealth Management, LLC

Claudia Rivas is a financial advisor at SeaCrest Wealth Management, LLC with 20 years of industry experience. She holds a Series 66 designation and has previously worked at J.P. Morgan Securities, First Republic Investment Management, Bank of America, Merrill, and Wells Fargo Clearing. Outside of her advisory role, she is a partner in OTOMI TTO, LLC, a real estate business involved in property updates and rental planning. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm offers comprehensive financial planning and investment management using a customized, long-term approach that integrates fundamental and technical analysis, supported by artificial intelligence tools and human oversight.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Ruben C

CFP®, Series 66

Long Beach, CA

SeaCrest Wealth Management, LLC

Ruben Cisneros is a CFP® professional with 24 years of industry experience. He has been with SeaCrest Wealth Management, LLC since 2020 and previously worked at Bank of America N.A. and Merrill for a combined 19 years. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach incorporating fundamental and technical analysis, AI decision-support tools, and a range of investment vehicles including mutual funds, ETFs, and alternatives.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Juliana E

Series 65

Freeport, FL

SeaCrest Wealth Management, LLC

Juliana Evans is a financial advisor at SeaCrest Wealth Management, LLC with two years of industry experience. She holds a Series 65 designation and has been with SeaCrest since 2020, previously working at SeaCrest Investment Management, LLC from 2014 to 2020. SeaCrest Wealth Management is an SEC-registered, multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach that combines fundamental and technical analysis, utilizing a range of investment vehicles and artificial-intelligence tools with human review.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Robert C

Series 63

Cumberland Foreside, ME

SeaCrest Wealth Management, LLC

Robert Clark is a financial advisor at SeaCrest Wealth Management, LLC with 54 years of industry experience. He holds a Series 63 designation and has been with SeaCrest since 2015. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm offers comprehensive financial planning and investment management using a long-term, customized approach that incorporates fundamental and technical analysis, with an emphasis on both discretionary and non-discretionary strategies.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Jason S

Series 63, Series 65, Series 66

Novato, CA

SeaCrest Wealth Management, LLC

Jason Seale III is a financial advisor with SeaCrest Wealth Management, LLC in Novato, California. He holds Series 63, 65, and 66 licenses and has 37 years of industry experience. He previously worked at American Wealth Management, Inc. from 2002 to 2021 before joining SeaCrest Wealth Management in 2021. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm offers comprehensive financial planning and investment management with a customized, long-term approach that integrates fundamental and technical analysis and uses both internal and third-party artificial intelligence tools.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Jacqueline P

Series 63, Series 65

Purchase, NY

SeaCrest Wealth Management, LLC

Jacqueline Prue is a financial advisor with SeaCrest Wealth Management, LLC, holding Series 63 and Series 65 licenses and having eight years of industry experience. She has worked at SeaCrest since 2015. Outside of her advisory role, she serves as a trustee managing the financial affairs for a family member without compensation. SeaCrest Wealth Management is an SEC-registered, multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach that incorporates both fundamental and technical analysis and utilizes artificial-intelligence tools alongside human oversight.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

James D

CFP®, Series 63, Series 65

Parrottsville, TN

SeaCrest Wealth Management, LLC

James Dickey is a CFP® certificant with 17 years of industry experience, currently serving as a financial advisor at SeaCrest Wealth Management, LLC since 2014. He also works as an independent insurance agent on a limited basis. SeaCrest Wealth Management is a multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach using fundamental and technical analysis, incorporating a range of investment vehicles and artificial intelligence tools alongside human oversight.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Ronald L

Series 63, Series 65

Troy, MI

SeaCrest Wealth Management, LLC

Ronald Lenihan is a financial advisor with SeaCrest Wealth Management, LLC, holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been associated with Purshe Kaplan Sterling Investments, SeaCrest Wealth Management, and SeaCrest Investment Management since 2006. SeaCrest Wealth Management is an SEC-registered, multi-advisor firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach that incorporates fundamental and technical analysis and uses both internally developed and third-party artificial intelligence tools as decision support.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Robert S

Series 63, Series 65

Rapid City, SD

SeaCrest Wealth Management, LLC

Robert Sayler is a financial advisor at SeaCrest Wealth Management, LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with Purse Kaplan Sterling Investments since 2008. Sayler serves on the board of the YMCA of Rapid City, where he chairs their capital campaign for expanding childcare and wellness facilities and participates in scholarship efforts. SeaCrest Wealth Management is a multi-advisor firm that provides comprehensive financial planning and investment management to individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach incorporating fundamental and technical analysis and utilizes artificial-intelligence tools to support decision-making.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
user avatar

Howard S

Series 63, Series 65

Redding, CT

SeaCrest Wealth Management, LLC

Howard Schloss is a financial advisor at SeaCrest Wealth Management, LLC with 7 years of industry experience. He holds the Series 63 and Series 65 designations. Schloss has been affiliated with SeaCrest Investment Management, LLC since 2011 and joined SeaCrest Wealth Management in 2026. SeaCrest Wealth Management is a multi-advisor SEC-registered firm serving individuals, trusts, estates, retirement plans, charitable organizations, and businesses. The firm employs a customized, long-term investment approach combining fundamental and technical analysis, utilizing both proprietary and third-party artificial intelligence tools to support decision-making.

Annuities Retirement plans for business owners (SEP, solo 401k) Divorce financial planning Founder/Business Owner Executive Approaching retirement
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