San Antonio, TX Office

Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), trusts, retirement plans, and other entities. Services described in the brochure include ongoing Comprehensive Portfolio Management (wrap and non‑wrap), written financial plans and consulting, retirement plan consulting, educational seminars, and access to sponsored or platform‑based programs.

The firm manages portfolios that may include ETFs, mutual funds, individual equities, and fixed‑income securities and uses a mix of analytical methods (fundamental, technical, cyclical) with account reviews at least quarterly; discretionary authority is used where clients grant it. SWA implements advice both directly and through multiple sponsored programs (for example, LPL’s OMP, PWP, MWP, MAS, and GWP) and may allocate assets to third‑party managers such as SEI, City National Rochdale, and AssetMark.

Noteworthy for a multi‑team adviser, the brochure discloses that certain supervised persons are also registered representatives of LPL Financial and/or licensed insurance agents and may receive commissions, trails, or other transaction‑based compensation when acting in those capacities, and that the firm receives supervision‑related compensation in connection with some platform relationships—arrangements the firm discloses as potential conflicts of interest. SWA describes procedures to address those conflicts and reports managing roughly $625 million in regulatory assets across discretionary and non‑discretionary accounts.