Sterling Heights, MI Office
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UHY Wealth Management RIA LLC
Team
Firm-wide stats for UHY Wealth Management RIA LLC
About
UHY Wealth Management RIA LLC provides wealth management and pension consulting to a mix of individuals, retirement plans, trusts, estates, and institutional clients. Its services include both discretionary and non‑discretionary portfolio management, development of personalized investment policies, and plan‑sponsor support such as investment option selection and participant education for defined‑contribution plans.
The firm establishes client objectives through personal discussions and constructs portfolios using fundamental and technical analysis across equities, fixed income, ETFs and other vehicles, with client restrictions accommodated in writing. UHY typically bills on a percentage‑of‑assets basis (while retaining the ability to negotiate alternative fee arrangements) and excludes identified “Independence Securities” from fee calculations when required.
UHY’s corporate structure is distinctive for its affiliations: it is a subsidiary of UHY Parent and is affiliated with a limited‑purpose broker‑dealer, an insurance agency, and a licensed CPA/audit firm (UHY LLP), and the brochure describes related conflicts and operational limits arising from those relationships. Because of the audit‑affiliated relationship, the firm will not provide advice on securities of UHY LLP audit clients (so‑called “Independence Securities”); the brochure also discloses that UHY oversees a greater amount of non‑discretionary assets than discretionary assets and does not accept proxy‑voting authority for client accounts.
Based on UHY Wealth Management RIA LLC
Expertise
Based on UHY Wealth Management RIA LLC
Location
12900 Hall Road, Ste 417
Sterling Heights MI 48313
Advisors at this office
5
Advisors at this office
Kevin S
Series 63, Series 65, Series 66
Sterling Heights, MI
UHY Wealth Management RIA LLC
Kevin Stempin is a financial advisor with UHY Wealth Management RIA LLC, holding Series 63, Series 65, and Series 66 designations and has 27 years of industry experience. He has been affiliated with John Hancock Distributors LLC and John Hancock since 2008. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm uses fundamental and technical analysis to construct portfolios and offers both discretionary and non-discretionary portfolio management along with plan-sponsor support.
Joshua V
Series 63, Series 65
Sterling Heights, MI
UHY Wealth Management RIA LLC
Joshua Vandergraaff is a financial advisor with UHY Wealth Management RIA LLC, holding Series 63 and Series 65 credentials and 11 years of industry experience. His prior firms include Vertrix Wealth Management, Greystone Financial Group, and Prudential Insurance Company of America. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm offers both discretionary and non-discretionary portfolio management, personalized investment policies, and plan-sponsor support, employing fundamental and technical analysis across various asset classes.
Norbert M
ChFC®, Series 63
Sterling Heights, MI
UHY Wealth Management RIA LLC
Norbert Martz III is a ChFC® credentialed financial advisor at UHY Wealth Management RIA LLC with 12 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and LPL Enterprise. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients, using a blend of fundamental and technical analysis to construct portfolios tailored to client objectives.
Michael S
Series 65
Sterling Heights, MI
UHY Wealth Management RIA LLC
Michael Sherman is a financial advisor with UHY Wealth Management RIA LLC, holding a Series 65 designation and beginning his advisory career in 2023. Prior to joining UHY, he gained diverse experience in roles at Seraph, Driveline, and College Hunks, as well as service positions at several clubs. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm develops personalized investment policies and constructs portfolios using fundamental and technical analysis across multiple asset types, accommodating client restrictions in writing.
Daniel L
Series 63, Series 65
Sterling Heights, MI
UHY Wealth Management RIA LLC
Daniel Laginess is a financial advisor at UHY Wealth Management RIA LLC with 28 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Corecap Advisors, CoreCap Investments, and Equitable Advisors. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm develops personalized investment policies and offers both discretionary and non-discretionary portfolio management, using fundamental and technical analysis across multiple asset classes.
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