Sheffield Village, OH Office
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W.A. Smith Financial Group
Team
Firm-wide stats for W.A. Smith Financial Group
About
W.A. Smith Financial Group offers discretionary and non-discretionary portfolio management, financial planning and tax-planning services, and qualified retirement-plan oversight to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm also provides plan aggregation and “held away” account management through an account-aggregation platform and may work with sub-advisors or third-party managers for portfolio implementation.
Investment decisions are guided by an internal Investment Committee that applies a top‑down macroeconomic, political and regulatory framework followed by manager due diligence, blending active and passive strategies and model portfolios tailored to client objectives. The firm uses fundamental, technical and cyclical analysis and typically pursues a long‑term approach, while retaining flexibility to use shorter‑term tactics when a client’s situation or investment thesis changes.
The firm is notable for its affiliation with an insurance brokerage (W.A. Smith Financial, LLC), with multiple advisers licensed to offer commissionable insurance products and disclosed policies to address related conflicts of interest. It also manages held‑away retirement assets via the Pontera system, requires custody with its recommended custodians (including Fidelity and Charles Schwab) rather than accepting directed brokerage, and has ownership interests in consulting and marketing businesses that operate alongside the advisory practice.
Based on W.A. Smith Financial Group
Expertise
Based on W.A. Smith Financial Group
Location
5070 Waterford Drive
Sheffield Village OH 44035
Advisors at this office
2
Advisors at this office
David C
Series 66
Sheffield Village, OH
W.A. Smith Financial Group
David Coletto is a financial advisor with W.A. Smith Financial Group, holding a Series 66 designation and six years of industry experience. His prior roles include positions at Great Lakes Retirement, LPL Financial, and Cetera Advisor Networks. W.A. Smith Financial Group provides portfolio management, financial and tax planning, and retirement-plan oversight to individuals, high-net-worth clients, and business entities. The firm employs a combination of top-down macroeconomic analysis and manager due diligence to create tailored investment portfolios using both active and passive strategies.
Nathaniel F
Series 63, Series 66
Sheffield Village, OH
W.A. Smith Financial Group
Nathaniel Fockler is a financial advisor with W.A. Smith Financial Group, holding Series 63 and Series 66 licenses and bringing 10 years of industry experience. He has previously worked at Great Lakes Retirement, UBS Financial Services, Citizens Securities, and Citizens Bank. Nathaniel serves as a Young Professionals Board member and volunteer for Junior Achievement Cleveland. W.A. Smith Financial Group provides portfolio management, financial and tax planning, and retirement-plan oversight to individuals, high-net-worth clients, and business entities. The firm employs a top-down investment approach guided by an internal committee, blending active and passive strategies tailored to client objectives.
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