Dublin, OH Office

Wellness Investment Advisers LLC is a fee‑based financial planning and investment management firm that primarily serves individual clients (non‑high‑net‑worth), as well as pension and profit‑sharing plans and business entities. The firm offers discretionary asset management, financial planning and consulting, qualified plan consulting, ERISA 3(21) plan services, and occasional public seminars and workshops.

Wellness typically manages portfolios on a discretionary, percentage‑of‑AUM basis and documents client objectives with an investment policy statement or risk‑tolerance form, using fundamental and technical analysis to guide security selection; it may also recommend or engage third‑party money managers while retaining oversight. Account reviews are performed at least annually (with more frequent reviews as needed), and the firm discloses its use of solicitor and sub‑advisory arrangements through which it shares fees with third‑party managers.

What is distinctive about Wellness is its close connection to tax preparation and insurance activities: the firm’s managing member conducts tax preparation and serves as an independent insurance agent (an outside business activity that can generate commissions and is disclosed as a potential conflict). The firm also regularly offers educational seminars or workshops (often free or by donation), emphasizes retirement‑plan services through a K‑Star/CLS program, and operates with relatively modest discretionary assets under management (about $234k) and a client base that does not include high‑net‑worth households.