Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
23 years
Location
Sylacauga, AL
RBC Rochdale, LLC
Enterprise
Clients per advisor
135 Very HighAvg AUM per client
$3,095,249 Very HighHNW client ratio
98% Very HighMichael Adair is a financial advisor with RBC Rochdale, LLC, holding Series 63 and Series 66 licenses and possessing 23 years of industry experience. He has been affiliated with CNR Securities, LLC and Rochdale Investment Management since 2012. Outside of his advisory role, he serves as a board member for the University of Alabama Culverhouse School of Business and the Isabel Anderson Comer Museum & Arts Center, and he is involved with local community and utility boards in Sylacauga, Alabama. RBC Rochdale serves a diverse client base including high net worth individuals, corporations, and public entities, offering discretionary and non-discretionary portfolio management and sub-advisory services. The firm employs a multi-strategy investment process that integrates quantitative and fundamental analysis through proprietary tools to align portfolios with client objectives.
Based on RBC Rochdale, LLC
$0 - $500,000: 1.00% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.80% $5,000,000 - $10,000,000: 0.60% $10,000,000+: 0.50%
Account minimum: $1,000,000
Sylacauga, AL
Sylacauga AL
Advisors at this office
1
Alabama · Arkansas · California · Delaware · Florida · Georgia · Kentucky · Louisiana · Mississippi · North Carolina · South Carolina · Texas · Virginia
23 years of industry experience
CNR Securities, LLC
2012 - Present • 14 years
New York, NY
Rochdale Investment Management
2012 - Present • 14 years
New York, NY
Foxhall Capital Management, Inc.
2012 - 2012 • 1 year
Middleburg, VA
Foxhall Capital Management, Inc.
2011 - 2012 • 1 year
Orange, CT
Intl Advisory Consultants Inc.
2005 - 2009 • 4 years
Birmingham, AL
UBS Financial Services
2001 - 2003 • 2 years
Birmingham, AL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 66
Wilsonville, AL
LPL Enterprise
Jon Helms is a Series 66-registered advisor with LPL Enterprise in Wilsonville, Alabama. He has been in the financial industry since 2026 and has a diverse work background including positions at Auburn University and Vulcan Equipment. LPL Enterprise provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, retirement plans, banks, and charitable entities. The firm primarily utilizes model-driven investment implementation and offers access to third-party asset managers, financial planning, and related services.
Series 66
Sylacauga, AL
Edward Jones
Jesse Gum is a financial advisor with Edward Jones in Sylacauga, AL, holding a Series 66 designation and 17 years of industry experience. He has been with Edward Jones since 2009. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients with approximately $1.01 trillion in assets under management. The firm offers a range of advisory programs, including discretionary and non-discretionary wrap fee strategies, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.
Series 63, Series 66
Wilsonville, AL
Equitable Advisors
Edward Goodson is a financial advisor at Equitable Advisors with 22 years of industry experience. He has held positions at Morgan Stanley, including its Private Bank division, LPL Financial, and Chase Investment Services Corp. Aside from his advisory role, he serves as co-trustee of the Goodson Family 2013 Living Trust. Equitable Advisors serves individuals, retirement plans, corporations, and institutional clients with financial planning, retirement consulting, and asset management programs. The firm utilizes a range of advisory models implemented through third-party managers and LPL-sponsored programs, offering diversified investment solutions including mutual funds, ETFs, and alternative investments.
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