Overwhelmed by options?

Answer a few questions to see advisors matched to you.

Filters

51 advisors near
93454

Out of 400,000+ nationwide

user avatar

Justin C

Series 65

Nipomo, CA

Ambition Financial LLC

Justin Cook is a financial advisor at Ambition Financial LLC and holds a Series 65 designation. He has been with Ambition Financial since its founding in 2026 and has over a decade of experience at Cisco Systems. He also maintains a separate corporate finance role alongside his advisory work. Ambition Financial LLC is a fee-only independent registered investment adviser serving individuals and high-net-worth clients. The firm focuses on asset allocation and passive investment strategies, offering discretionary portfolio management, written financial plans, and coordination with third-party professionals.

Wealth management General retirement planning Cash flow / budgeting College savings (529s, UTMA, etc.) General estate planning guidance
user avatar
firm logo

Thorne O

Series 66

Santa Maria, CA

X Advisors, LLC

Thorne O Connell is a financial advisor at X Advisors, LLC with two years of industry experience. He holds a Series 66 designation and has previously worked at Cambridge Investment Research, Pomona College, Sallie Mae, and Pennsylvania State Employees Credit Union. X Advisors, LLC is a seven-advisor team managing approximately $190 million for about 275 clients, including individuals, trusts, estates, business entities, and retirement plans. The firm offers a range of wealth management and financial planning services, employing fundamental, technical, quantitative, and sector analysis to construct and continuously monitor diversified portfolios.

Wealth management General tax planning
user avatar
firm logo

Alexander K

Series 63, Series 65

Santa Maria, CA

X Advisors, LLC

Alexander Koury is a financial advisor at X Advisors, LLC with one year of industry experience. He holds Series 63 and Series 65 credentials. Koury also owns and manages a consulting firm that provides online media marketing services. X Advisors, LLC offers investment advisory and financial planning services to individuals, trusts, estates, corporations, and employer-sponsored retirement plans. The firm’s portfolios include a range of securities and use both indexing and active strategies, providing discretionary and non-discretionary management tailored to client goals.

Wealth management General tax planning
user avatar
firm logo

Paul K

Series 65

Nipomo, CA

Miles Brown Asset Management

Paul Kramer is a financial advisor at Miles Brown Asset Management with a Series 65 credential and one year of industry experience. His prior work includes roles at Kramer Wealth Management, Miles Brown and Associates, and several companies outside of finance, such as OhmConnect Inc and Vision Dental Plan Inc. Miles Brown Asset Management provides fee-only, fiduciary advisory services to individuals, families, trusts, and retirement and profit-sharing plans. The firm offers discretionary investment management using individual securities, mutual funds, ETFs, and options, along with a proprietary automated ETF-only platform for smaller accounts.

Social Security optimization General retirement planning Income planning Tax strategies for small businesses ESG / Sustainable investing
user avatar
firm logo

Paul L

Series 63, Series 65

Nipomo, CA

Diversified Capital Group

Paul Laughton is a financial advisor with Diversified Capital Group, holding Series 63 and Series 65 registrations and 24 years of industry experience. He has been with Diversified Capital Management LLC since 2007. Outside of his advisory work, Laughton serves as the president of a homeowners association in Park City, Utah. Diversified Capital Group provides discretionary asset and portfolio management services primarily to individual and high-net-worth clients. The firm employs multiple analysis methods and a range of strategies, focusing on individualized portfolios with continuous monitoring and periodic rebalancing.

Active portfolio management Passive / index investing Options & derivatives strategies Real estate investing
user avatar
firm logo

Irene T

Series 63, Series 66

Santa Maria, CA

Monarch Wealth Strategies

Irene Timmons is a financial advisor at Monarch Wealth Strategies with 20 years of industry experience. She holds the Series 63 and Series 66 designations and has worked with Monarch Wealth Strategies since 2018, following a tenure at LPL Financial beginning in 2005. Monarch Wealth Strategies provides discretionary wealth management, financial planning, and investment consulting to affluent individuals, families, trusts, pension and profit-sharing plans, and brokerage customers. The firm focuses on clients with at least $750,000 in investible assets and employs a range of investment strategies including asset allocation, tax-loss harvesting, and use of mutual funds, ETFs, individual securities, and alternative instruments on a case-by-case basis.

Tax-loss harvesting Business succession planning Founder/Business Owner Executive
user avatar
firm logo

Coleen E

Series 63

Orcutt, CA

Weinberger Asset Management, Inc

Coleen Edwards is a financial advisor with Weinberger Asset Management, Inc., holding a Series 63 license and bringing 35 years of industry experience. Her prior roles include positions at Robert K Hather and Wells Fargo Advisors. Weinberger Asset Management, Inc. provides discretionary portfolio management services to individuals, pension and profit-sharing plans, charitable organizations, and business entities. The firm employs a variety of analytical methods and offers services such as retirement-plan management and IRA rollover education, managing over $500 million in client assets.

Wealth management Retirement plans for business owners (SEP, solo 401k)
user avatar
firm logo

Robert O

CFP®, Series 63, Series 65

Santa Maria, CA

Golden State Wealth Management, LLC

Robert Ogden is a CFP® certificant with 29 years of industry experience, currently serving at Golden State Wealth Management, LLC since 2019. He previously operated Ogden Wealth Management & Planning Services, LLC and has provided CPA services under his own firm since 2002. Golden State Wealth Management serves individuals, trusts, pension and profit-sharing plans, and businesses by offering asset management, financial planning, and retirement consulting. The firm emphasizes discretionary portfolio management through tailored investment strategies and uses a variety of analytic approaches along with third-party managers and model portfolios.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Founder/Business Owner Self-Employed
user avatar
firm logo

David O

CFP®, Series 66

Santa Maria, CA

Golden State Wealth Management, LLC

David Ogden is a CFP®-certified financial advisor with 10 years of industry experience, currently practicing at Golden State Wealth Management, LLC in Santa Maria, CA. His prior roles include positions at LPL Financial and Ogden Wealth Management & Planning Services, along with a long tenure at the Santa Maria Joint Union High School District. Outside of advisory work, he is also a musician. Golden State Wealth Management serves individuals—including high-net-worth clients—trusts, pension and profit-sharing plans, and businesses, offering services such as asset management, financial planning, and retirement consulting. The firm’s approach includes discretionary portfolio management combined with analytic methods and third-party manager deployments.

Equity compensation tax strategy Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Founder/Business Owner Self-Employed
user avatar
firm logo

Carin B

Series 63, Series 65

Nipomo, CA

Commonwealth Financial Network

Carin Barnes is a financial advisor with Commonwealth Financial Network holding Series 63 and Series 65 credentials. She has 12 years of industry experience, including roles at ARTHA Wealth Advisors and Commonwealth Financial Network. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 affiliated advisors and their clients. The firm offers a comprehensive adviser-support platform with discretionary and nondiscretionary managed-account programs, third-party asset manager access, retirement and plan consulting, and custody/clearing services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
user avatar
firm logo

Timothy G

Series 66, Series 63

Santa Maria, CA

Eagle Strategies (NY Life)

Timothy Graham is a financial advisor with Eagle Strategies (NY Life) and holds Series 66 and Series 63 licenses. He has three years of industry experience and has worked with NYLIFE Securities LLC since 2023. Outside of his advisory work, he has been involved with Certain Sparks Music since 2019. Eagle Strategies serves individual and institutional clients by providing financial planning, investment management, and retirement-plan advisory services through a large network of affiliated representatives. The firm offers a variety of program types and focuses on tailoring recommendations to client objectives and plan sponsor requirements.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
user avatar
firm logo

Bradley B

CFP®, Series 63, Series 65

Orcutt, CA

Wealth Enhancement Advisory Services, LLC

Bradley Boulton is a CFP® professional with 13 years of experience in the financial services industry. He is currently with Wealth Enhancement Advisory Services, LLC and has prior experience at firms including Vivid Financial Management, Inc. and Mutual Securities, Inc. Outside of his advisory work, he has involvement with a business entity used for tax and investment purposes. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise firm serving a diverse client base including individuals, trusts, charitable organizations, corporations, and retirement plans. The firm offers comprehensive financial planning, asset management, and specialized retirement consulting, utilizing a combination of passive and active investment strategies guided by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
user avatar
firm logo

Vanita K

ChFC®, Series 63, Series 66

Santa Maria, CA

First Command Advisory Services

Vanita Kibbe is a financial advisor at First Command Advisory Services with 23 years of industry experience. She holds the ChFC® designation along with Series 63 and Series 66 licenses. She has worked with the First Command organization since 2002 and currently serves as a health and weight loss coach with Optavia, LLC. First Command Advisory Services is an SEC-registered investment adviser that primarily serves individuals, corporations, and charitable clients, with a focus on active-duty service members and their families. The firm offers comprehensive financial planning and wrap-fee asset management programs managed centrally by its Investment Management Team and Wealth Portfolio Managers.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

Anees A

Series 65, Series 63

Nipomo, CA

Commonwealth Financial Network

Anees Akhund is a financial advisor with Commonwealth Financial Network, holding Series 65 and Series 63 licenses and bringing 40 years of industry experience. He previously spent 38 years with Principal Financial Services and Principal Life Insurance Company. Outside of finance, Akhund is the owner and artist behind New Artist Old Soul, an art studio that offers classes and sales. Commonwealth Financial Network is a dual-registered broker/dealer and SEC-registered investment adviser serving a national network of approximately 2,900 advisors and their individual and institutional clients. The firm provides a broad platform including managed-account programs, access to third-party asset managers, retirement consulting, and custody services.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement income strategy Founder/Business Owner Executive Retired
user avatar
firm logo

James S

CFP®, Series 65

Orcutt, CA

Wealth Enhancement Advisory Services, LLC

James Simonaro is a CFP® and holds a Series 65 license, currently serving as a financial advisor with Wealth Enhancement Advisory Services, LLC. He has five years of industry experience, including roles at Vivid Financial Management and a brief tenure at Tesla. Prior to his financial career, he worked for six years at Dooc Burnstein's Ice Cream Lab. Wealth Enhancement Advisory Services provides financial planning, asset management, and retirement-plan consulting for individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in assets and employs a diversified investment process combining passive and active management, supported by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
user avatar
firm logo

Timothy N

CFP®, Series 65, Series 63

Orcutt, CA

Wealth Enhancement Advisory Services, LLC

Timothy Noe is a CFP®-certified financial advisor with three years of industry experience, currently with Wealth Enhancement Advisory Services, LLC. His work history includes roles at LPL Financial LLC and Wealth Enhancement Brokerage Services. Prior to his financial advisory career, he held positions at United Parcel Service and Ontrac. Wealth Enhancement Advisory Services provides financial planning, asset management, and retirement-plan consulting for individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in regulatory assets under management and employs a diversified, risk-class based investment approach that combines passive and active strategies overseen by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
user avatar
firm logo

Bradley J

CFP®, Series 63

Santa Maria, CA

Eagle Strategies (NY Life)

Bradley Johnson is a CFP® with 27 years of industry experience, currently affiliated with Eagle Strategies (NY Life) in Santa Maria, CA. He has worked with Eagle Strategies since 2016 and is also involved with Central Coast Visionary Insurance & Financial Services LLC. Johnson serves as a board member of the Santa Maria Fairway Pines Homeowners Association. Eagle Strategies serves a diverse client base including individuals and institutions, providing financial planning, investment management, and retirement-plan advisory services. The firm offers multiple program types tailored to client objectives, with a majority of its assets managed on a non-discretionary basis.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy General retirement planning Retirement income strategy Founder/Business Owner Executive
user avatar
firm logo

Abby B

Series 63, Series 65

Santa Maria, CA

First Command Advisory Services

Abby Bierschbach is a financial advisor with First Command Advisory Services holding Series 63 and Series 65 licenses. She has been with the firm and its affiliated entities since 2026. Prior to her advisory role, she served five years in the United States Air Force and has experience with Analytical Services Inc. and Xerion Advanced Battery/TJC Polymers Inc. First Command Advisory Services is an SEC-registered investment adviser that serves individuals, corporate, and charitable clients, with a focus on active-duty service members and their families. The firm offers financial planning and multiple wrap-fee asset management programs using model portfolios and third-party managers selected by an internal Investment Management Team.

Passive / index investing Active portfolio management Retirement income strategy Tax-loss harvesting ESG / Sustainable investing Self-Employed Young Professionals
user avatar
firm logo

David V

Series 65, Series 63

Orcutt, CA

Wealth Enhancement Advisory Services, LLC

David Valencia is a financial advisor with Wealth Enhancement Advisory Services, LLC, holding Series 65 and Series 63 credentials. He has been with the firm and its affiliated entities since 2023. Outside of his advisory work, he also performs notary public services as needed in Orcutt, CA. Wealth Enhancement Advisory Services provides financial planning, asset management, retirement-plan consulting, and referrals to separate managed account investment managers for individuals, high-net-worth clients, corporations, and retirement plans. The firm manages over $122 billion in assets and employs a diversified investment approach combining passive and active strategies overseen by an internal Investment Committee.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
user avatar
firm logo

Michael R

Series 65

Orcutt, CA

Wealth Enhancement Advisory Services, LLC

Michael Ross Jr. is a financial advisor at Wealth Enhancement Advisory Services, LLC with one year of industry experience. He holds a Series 65 designation and has previously worked at Vivid Financial Management and in various roles outside the financial sector, including at the EPA Department of Recycling, Recovery, and Resources. Wealth Enhancement Advisory Services, LLC is an SEC-registered enterprise advisory firm serving individuals, trusts, estates, charitable organizations, corporations, and retirement plans. The firm employs a strategic investment process combining passive and active management, supported by an internal Investment Committee and research that incorporates both quantitative and fundamental analysis.

Active portfolio management Factor investing / smart beta Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Executive Founder/Business Owner Retired HENRY (High Earners, Not Rich Yet) Mid-Career Professionals Approaching retirement Baby Boomers (Born 1946-1964)
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")